Global Operations Advisory Committee Content

[14753] May 28, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-02 RE: OFFSHORE FUND CHARACTERISTICS SURVEY RESULTS Last year the International Operations Advisory Committee (IOAC) agreed to begin focusing on cross-border, non-domestic retail investment fund clearance and...

URGENT [14689] May 3, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 12-02 COMPLIANCE ADVISORY COMMITTEE No. 39-02 INTERNATIONAL COMMITTEE No. 34-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-02 MONEY LAUNDERING RULES WORKING GROUP No. 23-02 PRIMARY CONTACTS - MEMBER COMPLEX No...

[14666] April 25, 2002 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 2-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 38-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-02 INTERNATIONAL COMMITTEE No. 32-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17...

[14653] April 19, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-02 COMPLIANCE ADVISORY COMMITTEE No. 36-02 INTERNATIONAL COMMITTEE No. 31-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-02 MONEY LAUNDERING RULES WORKING GROUP No. 21-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 34...

[14639] April 15, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-02 RE: PRELIMINARY AGENDA -- MAY 1, 2002 MEETING The next meeting of the Institute’s International Operations Advisory Committee will be held on Wednesday, May 1, 2002 at The Fairmont Southampton Princess...

[14489] April 11, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-02 DIRECT MARKETING COMMITTEE No. 10-02 INTERNATIONAL MEMBERS No. 8-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 14-02 OPERATIONS MEMBERS No. 10-02 PENSION MEMBERS No. 15-02 PRIMARY CONTACTS - MEMBER COMPLEX No...

[14609] April 3, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-02 RE: ICI COMMENT LETTER ON PROPOSED INFORMATION SHARING RULE The Institute filed a comment letter today on rules recently proposed by the Treasury Department’s Financial Crimes Enforcement Network (FinCEN)...

URGENT [14582] March 27, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 27-02 INTERNATIONAL COMMITTEE No. 22-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-02 MONEY LAUNDERING RULES WORKING GROUP No. 16-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-02 TRANSFER AGENT ADVISORY...

URGENT [14520] March 11, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 19-02 INTERNATIONAL COMMITTEE No. 18-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-02 MONEY LAUNDERING RULES WORKING GROUP No. 12-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 19-02 TRANSFER AGENT ADVISORY...

[14500] March 6, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-02 RE: MEETING NOTICE -- MAY 1, 2002 The next meeting of the Institute’s International Operations Advisory Committee will be held on Wednesday, May 1, 2002 at The Fairmont Southampton Princess following the...