Chief Risk Officers Content

[27440] August 5, 2013 TO: CHIEF RISK OFFICER COMMITTEE No. 4-13 RE: COMMITTEE NAME CHANGE AND REMINDER OF NOVEMBER 14th MEETING AND SEPTEMBER 18th QUARTERLY COMMITTEE CALL   This memorandum is to inform you of a recent name change of the Committee and remind you of (1) the next in...

[27256] May 29, 2013 TO: RISK MANAGEMENT COMMITTEE No. 3-13 RE: RISK MANAGEMENT COMMITTEE MEETING SCHEDULED IN WASHINGTON, D.C. ON NOV. 14TH; COMMITTEE DINNER TO BE HELD ON NOV. 13TH   The next meeting of ICI’s Risk Management Committee has been scheduled in Washington, D.C. for...

[27114] March 14, 2013 TO: RISK MANAGEMENT COMMITTEE No. 2-13 RISK MANAGEMENT ADVISORY COMMITTEE No. 1-13 RE: THE 2013 QUARTERLY CALLS OF THE RISK MANAGEMENT COMMITTEE WILL BE HELD ON MAY 15 AND SEPTEMBER 18 FROM 2:00-3:30 P.M. EASTERN   As you may recall, the biennial in-person...

[26856] January 10, 2013 TO: RISK MANAGEMENT COMMITTEE No. 1-13 RE: ICI RISK MANAGEMENT COMMITTEE TO HOLD IN-PERSON MEETING ON TUES. FEB. 26TH IN NYC WITH DINNER ON FEB. 25TH; RSVP BY FRI., FEB 8TH   An in-person meeting of the Institute’s Risk Management Committee has been scheduled...

[26651] November 6, 2012 TO: RISK MANAGEMENT COMMITTEE No. 3-12 RE: RISK MANAGEMENT COMMITTEE CALL SCHEDULED FOR FRI., DEC. 7TH, PLEASE RSVP BY WED., DEC. 5TH TO OBTAIN CALL-IN INFORMATION   As you may recall, the ICI’s Risk Management Committee was scheduled to meet in-person on...

[26504] September 14, 2012 TO: RISK MANAGEMENT COMMITTEE No. 2-12 RE: ICI RISK MANAGEMENT COMMITTEE TO HOLD IN-PERSON MEETING ON TUESDAY, OCTOBER 30TH IN NEW YORK CITY; RSVP BY FRIDAY, OCTOBER 5TH   An in-person meeting of the Institute’s Risk Management Committee has been scheduled...

  [26018] April 3, 2012 TO: RISK MANAGEMENT COMMITTEE No. 1-12 RE: NOTICE OF UPCOMING MEETINGS IN WASHINGTON, D.C.: JOINT RISK MANAGEMENT/INTERNAL AUDIT COMMITTEE MEETING MAY 23RD; RISK MANAGEMENT MEETING MAY 24TH; RSVP BY MAY 4TH   The next meeting of the Institute’s Risk Management...

[25613] November 3, 2011 TO: RISK MANAGEMENT COMMITTEE No. 9-11 RE: ICI RISK MANAGEMENT COMMITTEE TO HOLD IN-PERSON MEETING ON WEDNESDAY, DECEMBER 14TH IN WASHINGTON, DC; RSVP BY DEC. 5TH   An in-person meeting of the Institute’s Risk Management Committee has been scheduled on...

[25525] October 3, 2011 TO: INVESTMENT COMPANY DIRECTORS No. 17-11 COMPLIANCE MEMBERS No. 40-11 SEC RULES MEMBERS No. 115-11 SMALL FUNDS MEMBERS No. 61-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 8-11 RISK MANAGEMENT COMMITTEE No. 8-11 RISK MANAGEMENT ADVISORY COMMITTEE No. 6-11 PRIMARY...

[25253] June 6, 2011 TO: COMPLIANCE MEMBERS No. 26-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-11 RISK MANAGEMENT ADVISORY COMMITTEE No. 4-11 RISK MANAGEMENT COMMITTEE No. 7-11 SEC RULES COMMITTEE No. 58-11 SMALL FUNDS MEMBERS No. 37-11 RE: SEC ADOPTS WHISTLEBLOWER RULES...