Chief Risk Officers Content

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29050] June 3, 2015 TO: CHIEF RISK OFFICER COMMITTEE No. 15-15 ICI GLOBAL ASIA-PACIFIC CHAPTER No. 9-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 26-15 ICI GLOBAL STEERING COMMITTEE No. 11-15 INTERNATIONAL MEMBERS No. 19-15 INVESTMENT COMPANY DIRECTORS No. 15-15 RISK ADVISORY...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...

[29036] May 28, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-15 BROKER/DEALER ADVISORY COMMITTEE No. 20-15 CHIEF RISK OFFICER COMMITTEE No. 12-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-15 COMPLIANCE MEMBERS No. 20-15...

[28940] April 29, 2015 TO: COMPLIANCE MEMBERS No. 16-15 CHIEF RISK OFFICER COMMITTEE No. 11-15 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-15 TECHNOLOGY COMMITTEE No. 6-15 CHIEF INFORMATION SECURITY OFFICER ADVISORY COMMITTEE SMALL FUNDS MEMBERS No. 20-15 OPERATIONS MEMBERS No. 16-15 RE...

[28926] April 27, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-15 BROKER/DEALER ADVISORY COMMITTEE No. 15-15 CHIEF RISK OFFICER COMMITTEE No. 10-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-15 COMPLIANCE MEMBERS No. 14-15 END...

[28924] April 27, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-15 BROKER/DEALER ADVISORY COMMITTEE No. 14-15 CHIEF RISK OFFICER COMMITTEE No. 9-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-15 COMPLIANCE MEMBERS No. 13-15 END...