Bank, Trust and Recordkeeper Advisory Content

July 21, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-94 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 BROKER/DEALER ADVISORY COMMITTEE NO. 16-94 CLOSED-END FUND COMMITTEE NO. 18-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 11-94 OPERATIONS COMMITTEE NO. 18-94 SEC RULES...

July 21, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 BOARD OF GOVERNORS NO. 62-94 BROKER/DEALER ADVISORY COMMITTEE NO. 15-94 MARKETING POLICY COMMITTEE NO. 32-94 OPERATIONS COMMITTEE NO. 17-94 SALES FORCE MARKETING COMMITTEE NO. 26-94 SEC RULES COMMITTEE NO. 81-94...

July 18, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 16-94 RE: SEPTEMBER 13, 1994 MEETING NOTICE AND JUNE 15, 1994 MEETING SUMMARY __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee will take place on...

July 12, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 15-94 RE: PROPOSED RULE CHANGE TO MANDATE USE OF ACATS FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND ACCOUNT POSITIONS __________________________________________________________ The Securities and Exchange...

June 3, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 14-94 RE: JUNE 15, 1994 MEETING AGENDA __________________________________________________________ Enclosed please find the agenda for the June 15, 1994 meeting of the Bank Broker/Dealer Advisory Committee and the Vendor...

May 18, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 13-94 RE: COMMITTEE MEETING - JUNE 15, 1994 TOUR & DINNER - JUNE 14, 1994 __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee and the Vendor Advisory Group...

May 16, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 11-94 BROKER/DEALER ADVISORY COMMITTEE NO. 10-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 9-94 RE: MUTUAL FUNDS STATUS REPORT FIR MONTH ENDING MARCH, 1994 __________________________________________________________...

May 16, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-94 BROKER/DEALER ADVISORY COMMITTEE NO. 11-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 10-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING MARCH, 1994 __________________________________________________________

April 19, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 10-94 RE: JUNE 15, 1994 MEETING NOTICE & MARCH 8, 1994 MEETING SUMMARY __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee will take place on June 15, 1994...

April 5, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 9-94 BROKER/DEALER ADVISORY COMMITTEE NO. 7-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 7-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING FEBRUARY, 1994 __________________________________________________________...