December 16, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 28-94 RE: SEPTEMBER 13, 1994 MEETING SUMMARY & JANUARY 10, 1995 MEETING ______________________________________________________________________________ Enclosed is the summary of the September 13, 1994 meeting of the Bank...
November 22, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 26-94 BROKER/DEALER ADVISORY COMMITTEE No. 23-94 DIRECT MARKETING COMMITTEE No. 33-94 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 12-94 MARKETING POLICY COMMITTEE No. 49-94 MEMBERS - ONE PER COMPLEX No. 89-94...
November 17, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 25-94 BANK INVESTMENT MANAGEMENT MEMBERS No. 33-94 RE: Consumer Brochures __________________________________________________________ Disclosure Language As you may know, the Institute offers its members a broad selection...
November 14, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 24-94 RE: COMMITTEE MEETING - JANUARY 10, 1995 __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee and the Vendor Advisory Group will take place on...
October 20, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 23-94 BROKER/DEALER ADVISORY COMMITTEE NO. 21-94 OPERATIONS COMMITTEE NO. 31-94 SALES FORCE MARKETING COMMITTEE NO. 42-94 RE: MANDATING OF ACATS FUND/SERV FOR BROKER-TO-BROKER TRANSFERS OF MUTUAL FUND ACCOUNT POSITIONS ___...
September 12, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 22-94 BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 OPERATIONS COMMITTEE NO. 24-94 SALES FORCE MARKETING COMMITTEE NO. 36-94 RE: RULE CHANGE TO MANDATE USE OF ACAT FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND...
August 25, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 21-94 RE: SEPTEMBER 13, 1994 MEETING AGENDA __________________________________________________________ Enclosed please find the agenda for the September 13, 1994 meeting of the Bank Broker/Dealer Advisory Committee and the...
August 2, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 20-94 RE: COMMITTEE MEETING - SEPTEMBER 13, 1994 TOURS & DINNER - SEPTEMBER 12, 1994 __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee and the Vendor...
July 25, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 19-94 BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 9-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 12-94 MEMBERS - ONE PER COMPLEX NO. 51-94 OPERATIONS COMMITTEE NO. 19-94...
