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Memo#
4472

NOTICE OF MAY 6, 1993 MEETING AND SUMMARY OF JANUARY 13, 1993 MEETING

February 2, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 3-93 RE: NOTICE OF MAY 6, 1993 MEETING AND SUMMARY OF JANUARY 13, 1993 MEETING __________________________________________________________ The next meeting of the Bank Broker/Dealer Advisory Committee will take place on May...
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Memo#
4469

MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING DECEMBER, 1992

February 1, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 1-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 2-93 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING DECEMBER, 1992 __________________________________________________________...
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Memo#
4402

AGENDA FOR JANUARY 13, 1993 MEETING

January 8, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 1-93 RE: AGENDA FOR JANUARY 13, 1993 MEETING __________________________________________________________ Attached please find the agenda for the Bank Broker/Dealer Advisory Committee meeting being held on January 13, 1993 in...
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Memo#
4344

MUTUAL FUND STATUS REPORT FOR MONTH ENDING NOVEMBER, 1992

December 21, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 41-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 21-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 13-92 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING NOVEMBER, 1992 _________________________________________________________...
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Memo#
4321

SEC ADOPTION AND PROPOSAL OF AMENDMENTS TO BROKER-DEALER NET CAPITAL RULE

December 11, 1992 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-92 BROKER/DEALER ADVISORY COMMITTEE NO. 40-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 20-92 OPERATIONS COMMITTEE NO. 37-92 SEC RULES COMMITTEE NO. 92-92 SMALL FUNDS COMMITTEE NO. 19-92 RE: SEC ADOPTION AND...
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Memo#
4300

NOTICE OF MEETING - JANUARY 13, 1993

December 3, 1992 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 11-92 RE: NOTICE OF MEETING - JANUARY 13, 1993 __________________________________________________________ This is to advise you that there will be a meeting of the Bank Broker/Dealer Advisory Committee on Wednesday...
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Memo#
4277

MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING OCTOBER, 1992

November 23, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 37-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 18-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 10-92 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING OCTOBER, 1992 _________________________________________________________...
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Memo#
4230

MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING SEPTEMBER, 1992

November 4, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 35-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 16-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 9-92 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING SEPTEMBER, 1992 _________________________________________________________...
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Memo#
4134

MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING AUGUST, 1992

October 2, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 31-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 15-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 8-92 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING AUGUST, 1992 __________________________________________________________...