Accounting/Treasurers Content

* See Memorandum to Accounting/Treasurers Committee No. 36-99, Closed-End Investment Company Committee No. 36- 99, and SEC Rules Committee No. 81-99, dated October 20, 1999. [11391] November 5, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-99 CLOSED-END INVESTMENT COMPANY COMMITTEE...

[11375] November 2, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 41-99 SEC RULES COMMITTEE No. 90-99 RE: ISB DISCUSSION MEMORANDUM ON AUDIT FIRM STRUCTURE ______________________________________________________________________________ The Independence Standards Board recently issued...

1 See Memorandum to Accounting/Treasurers Committee No. 30-99, SEC Rules Committee No. 71-99, dated September 23, 1999. [11363] October 29, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 40-99 SEC RULES COMMITTEE No. 85-99 RE: ICI COMMENT LETTER ON ISB AUDITOR INDEPENDENCE PROPOSAL ____...

[11345] October 26, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 39-99 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 6-99 RE: NOTICE OF MEETING - DECEMBER 2, 1999 ______________________________________________________________________________ This is to inform you that there will be a...

[11343] October 25, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 38-99 SECURITIES OPERATIONS SUBCOMMITTEE RE: VALUATION PROCEDURES TASK FORCE ______________________________________________________________________________ Enclosed are the updated roster and meeting protocol for the...

1 Three of the four Working Groups issued their final reports (Investor Protection and Education, Clearance and Settlement and Operations Issues, and Trading Conventions). These reports are available for public comment on the NASD and NYSE web sites. The Working Group on Options...

1 Securities Exchange Act Release Nos. 41987 (October 7, 1999) 64 FR 55648 (October 14, 1999); 41981 (October 6, 1999) 64 FR 55505 (October 13, 1999); 41982 (October 6, 1999) 64 FR 55510 (October 13, 1999); and 41980 (October 6, 1999), 64 FR 55514 (October 13, 1999). Auditing...

1 See Memorandum to Accounting/Treasurers Committee No. 30-99, SEC Rules Committee No. 71-99, dated September 23, 1999. [11324] October 20, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 35-99 SEC RULES COMMITTEE No. 80-99 RE: DRAFT ICI COMMENT LETTER ON AUDITOR INDEPENDENCE ___________...

[11295] October 6, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-99 SEC RULES COMMITTEE No. 76-99 RE: MEETING ON EXTENDED HOURS TRADING - OCTOBER 20, 1999 ______________________________________________________________________________ The Institute has scheduled a special meeting for...

[11292] October 6, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 33-99 BANK INVESTMENT MANAGEMENT MEMBERS No. 3-99 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-99 COMPLIANCE ADVISORY COMMITTEE No. 39-99 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 21-99 INVESTMENT ADVISER MEMBERS No. 18-99...