Accounting/Treasurers Content

[11283] September 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 32-99 NAV END OF DAY PRICING FORUM RE: EXTENDED TRADING HOURS ______________________________________________________________________________ As you may be aware, the Nasdaq Stock Market has stated publicly that it...

[11278] September 29, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 31-99 DIRECT MARKETING COMMITTEE No. 14-99 INVESTMENT ADVISERS COMMITTEE No. 14-99 OPERATIONS MEMBERS No. 21-99 PENSION MEMBERS No. 35-99 PENSION OPERATIONS ADVISORY COMMITTEE No. 44-99 PRIMARY CONTACTS - MEMBER...

1 The Independence Standards Board is a private standard setting body established in 1997 as the result of an agreement between the AICPA and the SEC. Its mission is to develop concepts, principles and standards relating to the independence of auditors of public companies. [11267]...

[11248] September 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 25-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-99 COMPLIANCE ADVISORY COMMITTEE No. 35-99 EQUITY MARKETS ADVISORY COMMITTEE No. 29-99 FIXED-INCOME ADVISORY COMMITTEE No...

1 Extensions of Credit by Federal Reserve Banks, Federal Reserve System, 12 C.F.R. Part 201 (August 2, 1999). 2 See Memorandum to Accounting/Treasurers Committee No. 17-99, Money Market Funds Advisory Committee No. 7-99, and SEC Rules Committee No. 42-99, dated May 27, 1999. 3 This is...

1 Note, however, that shareholders filing Form 4952, “Investment Interest Expense Deduction,” and electing to include certain net capital gains in “investment income” will be required to complete Schedule D. 2 See, e.g., Institute Memorandum to Accounting/Treasurers Committee No. 20...

1 Year 2000 Operational Capability Requirements for Registered Broker-Dealers and Transfer Agents, Rel. No. 34-41661 (July 27, 1999); 64 Fed. Reg. 42012 (August 3, 1999). The Commission had proposed a series of rules that would have imposed permanent operational capability standards...

1 See Institute Memorandum to SEC Rules Committee No. 23-99 and Tax Committee No. 6-99 (among others), dated March 31, 1999. [11170] August 9, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-99 RE: SUBMISSIONS TO SEC STAFF ON AFTER-TAX RETURN CALCULATIONS _____________________________...

1[11147] July 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-99 BROKER/DEALER ADVISORY COMMITTEE No. 20-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-99 COMPLIANCE ADVISORY COMMITTEE No. 31-99 EQUITY MARKETS ADVISORY COMMITTEE No. 27-99 FIXED-INCOME ADVISORY COMMITTEE No. 4...

[11128] July 20, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 23-99 SECURITIES OPERATIONS SUBCOMMITTEE RE: VALUATION PROCEDURES TASK FORCE _____________________________________________________________________________ Enclosed are the roster and meeting protocol for the newly-formed...