Accounting/Treasurers Content

[10902] April 16, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-99 OPERATIONS COMMITTEE No. 15-99 SECURITIES OPERATIONS SUBCOMMITTEE RE: SIIA CONFERENCE ON STREAMLINING SECURITIES PROCESSING ______________________________________________________________________________ The Software...

[10886] April 12, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-99 RE: INSTITUTE LETTER ON NYSE END-OF-DAY PRICING OF SECURITIES ______________________________________________________________________________ As you know, the Institute recently met with representatives of the New...

1 Independence Standards Board Discussion Memorandum 99-1, Employment with Audit Clients, (March 12, 1999). [10878] April 8, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-99 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 3-99 RE: ISB REQUEST FOR COMMENT ON AUDITOR EMPLOYMENT WITH...

1 See Institute Memorandum to Accounting/Treasurers Members No. 7-99, International Members No. 5-99, Tax Members No. 8-99 and Transfer Agent Advisory Committee No. 13-99, dated February 3, 1999. 2 A separate memorandum to the Pension Committee discusses the retirement security issues...

[10828] March 23, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-99 RE: ICI AND ASSOCIATION OF GLOBAL CUSTODIANS SUBMIT PROPOSED AMENDMENTS TO RULE 17f-5 RELATING TO SECURITIES DEPOSITORIES ______________________________________________________________________________ The ICI and the...

1 Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance, Rel. No. 34-41142 (March 5, 1999); 64 Fed. Reg. 12127 (March 11, 1999) (the “Release”). 1 [10800] March 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-99 CLOSED-END...

1 The first two projects were requested in a December 1998 letter to IRS officials. See Institute Memorandum to Tax Committee No. 41-98, dated December 24, 1998. The third project was requested in a January 1999 letter to IRS and Treasury Department officials. See Institute Memorandum...

[10758] February 25, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-99 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 2-99 RE: MEETING AGENDA - MARCH 4, 1999 ______________________________________________________________________________ A draft agenda for the meeting of the Accounting...

* In the Matter of Worth V. Bruntjen, Admin. Proc. File No. 3-9657 (January 26, 1999). The portfolio manager was one of a number of parties against whom proceedings were instituted in connection with the fund’s investments. In the Matter of Piper Capital Management, Inc., Release No...

[10681] January 29, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-99 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE No. 1-99 RE: NOTICE OF MEETING - MARCH 4, 1999; 1999 COMMITTEE MEETING DATES ______________________________________________________________________________ This is to...