Comment Letters

Comment Letters


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ICI Default BG

ICI Letter on SEC Short Sale Reporting Study (pdf)

June 23, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) (File No. 4-627) Dear Ms. Murphy: The Investment Company Institute1 is...
ICI Default BG

ICI Letter on "Limit Up-Limit Down" Proposal (pdf)

June 22, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: National Market System Plan to Address Extraordinary Market Volatility (File No. 4-631) Dear Ms. Murphy: The Investment Company Institute1 is...
ICI Default BG

ICI Responds to DOL RFI on E-Delivery Rules (pdf)

Submitted via Federal eRulemaking Portal: http://www.regulations.gov. June 6, 2011 Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington DC 20210 Re: RIN 1210-AB50, Request for...
ICI Default BG

ICI Comment Letter on FATCA and Notice 2011-34 (pdf)

By Electronic Delivery June 6, 2011 Manal S. Corwin Deputy Assistant Secretary (International Tax Affairs) U.S. Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, DC 20220 Michael Danilack Deputy Commissioner (International) Internal Revenue Service 799 9th Street, NW...