November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Use of Derivatives by Investment Companies under the Investment Company Act of 1940 (File Number S7-33-11) Dear Ms. Murphy: The Investment Company...
November 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Treatment of Asset-Backed Issuers under the Investment Company Act (File No. S7-35-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the...
October 6, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549-1090 Re: Retrospective Review of Existing Regulations (File No. S7-36-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to offer...
October 4, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities and Other Additional Requests for Comment (File No. S7-08-10) Dear Ms. Murphy: The...
October 3, 2011 Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle, 75007 Paris FRANCE Re: Consultation on Guidelines on Systems and Controls in a Highly Automated Trading Environment for Trading Platforms, Investment Firms and Competent Authorities...
9/30/20119/30/20119/30/2011 September 30, 2011 Office of the Secretary Public Company Accounting Oversight Board 1666 K Street, N.W. Washington, D.C. 20006-2803 Re: Concept Release on Possible Revisions to PCAOB Standards Related to Reports on Audited Financial Statements; PCAOB...
