August 31, 2011 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Proposal to Collect and Disseminate 529 Plan Data Dear Mr. Smith: The Investment Company Institute1 appreciates the opportunity to...
1 2011 ERISA Advisory Council Current Challenges and Best Practices for ERISA Compliance for 403(b) Plan Sponsors Joint Statement of the Investment Company Institute and Fidelity Investments August 30, 2011 The Investment Company Institute (ICI)1 and Fidelity Investments appreciate...
August 26, 2011 Via email (baselcommittee@bis.org) Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel, Switzerland Re: Global Systemically Important Banks: Assessment Methodology and the Additional Loss Absorbency Requirement...
August 24, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...
August 17, 2011 Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Re: Regulatory Action on Short Selling in the European Union Dear Chairman Maijoor: The Investment Company Institute (“ICI”) is writing to respond to the decision by...
August 12, 2011 Mr. Werner Bijkerk International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Consultation Report: Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency Dear Mr. Bijkerk...
August 8, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-18-11) Dear Ms. Murphy: The Investment Company Institute1...
August 8, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy...
