June 6, 2011 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Foreign Exchange Forwards under the Commodity Exchange Act Dear Ms...
June 3, 2011 Via email (fsb@bis.org) Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Shadow Banking – Scoping the Issues Dear Sir or Madam: The Investment Company Institute (“ICI”) appreciates the opportunity to...
June 3, 2011 Via email (fsb@bis.org) Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Shadow Banking – Scoping the Issues Dear Sir or Madam: The Investment Company Institute (“ICI”) appreciates the opportunity to...
May 31, 2011 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Incentive-Based Compensation Arrangements (File Number S7-12-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to...
May 31, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: FINRA Proposal to Adopt NASD Rule 2830 as FINRA Rule 2341 (SR-FINRA-2011-018) Dear Ms. Murphy: The Independent Directors Council1 appreciates the...
May 31, 2011 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: FINRA Proposal to Adopt NASD Rule 2830 as FINRA Rule 2341 (SR-FINRA- 2011-018) Dear Ms. Murphy: The Investment Company Institute1 appreciates the...
5/31/20115/31/20115/31/2011 May 31, 2011 Nicholas Cappiello Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06956-5116 Denise Gomez Soto IFRS Foundation 30 Cannon Street London EC4M 6XH Re: July 2010 Staff Draft of an Exposure Draft on Financial Statement...
May 27, 2011 Via Electronic Mail (CIC-Suspensions@iosco.org) Mr. Mohamed Ben-Salem International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Suspensions of Redemptions in Collective Investment Schemes Dear Mr. Ben-Salem: The...
