February 25, 2011 Financial Stability Oversight Council Attn: Lance Auer 1500 Pennsylvania Avenue, N.W. Washington D.C. 20220 Re: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (FSOC-2011-0001-0001) Ladies and Gentlemen: The Investment Company...
February 22, 2011 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Registration of Municipal Advisors (File Number S7-45-10) Dear Ms. Murphy: The Investment Company Institute1 welcomes the opportunity to comment on the...
February 22, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Further...
February 11, 2011 Mr. Werner Bijkerk Senior Policy Advisor International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Issues Raised by Dark Liquidity Dear Mr. Bijkerk: The Investment Company Institute (“ICI”) supports the...
February 7, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Credit Rating Standardization Study (SEC File No. 4-622) Dear Ms. Murphy: The Investment Company Institute1 welcomes the opportunity to comment on the...
February 4, 2011 David A. Stawick, Secretary Commodity Futures Trading Commission Three Layfayette Center 1155 21st Street, NW Washington, DC 20581 Re: Proposed Whistleblower Rules; RIN No. 3038-AD04 Dear Mr. Stawick: The Investment Company Institute1 appreciates the opportunity to...
