November 5, 2010 Financial Stability Oversight Council c/o United States Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Public Input for the Study Regarding the Implementation of the Prohibitions on Proprietary Trading...
November 5, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File No. S7-15-10) Dear Ms. Murphy: The Independent Directors Council1 appreciates the opportunity...
November 5, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File Number S7-15-10) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity...
November 5, 2010 Financial Stability Oversight Council c/o U.S. Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Advance Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain...
October 26, 2010 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: File No. SR-FINRA-2009-058; Proposed Revisions to FINRA’s Confirmation Rule 2232 Dear Ms. Murphy: The Investment Institute1 is writing to express our...
October 20, 2010 Via e-mail to rule-comments@sec.gov Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Concept Release on the U.S. Proxy System (File No. S7-14-10) Dear Ms. Murphy: The Investment Company Institute1...
10/18/201010/18/201010/18/2010 October 18, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1090 Re: Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS into the Financial Reporting...
