June 23, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to follow-up on its earlier submission regarding...
June 22, 2010 Not for Distribution Confidential Draft Not for Distribution June 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Large Trader Reporting System (File No. S7-10-10) Dear Ms. Murphy: The Investment...
June 9, 2010 Mr. James H. Freis, Director Mr. Jamal El-Hindi, Associate Director for Regulatory Policy and Programs Financial Crimes Enforcement Network Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, DC 20220 Ms. Lourdes Gonzalez Mr. John J. Fahey Ms. Emily...
June 1, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to provide comments in advance of the Commission’s...
By Electronic Delivery May 25, 2010 The Honorable William J. Wilkins Chief Counsel Internal Revenue Service 1111 Constitution Avenue NW Washington, DC 20224 RE: Additional Comments on Proposed Regulations on Cost Basis Reporting Dear Mr. Wilkins: The Investment Company Institute1...
May 21, 2010 Via Federal Express and Electronic Mail Shri C.B. Bhave Chairman, Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, G-Block Bandra Kurla Complex, Bandra (East) Mumbai 400 051 chairman@sebi.gov.in Re: T+0 Margins on Institutional Trades Dear Mr. Bhave, We...
