April 16, 2010 Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel, Switzerland Re: Basel Committee on Banking Supervision: Consultative Document— International Framework for Liquidity Risk Measurement, Standards and Monitoring...
April 7, 2010 The Honorable Mary L. Schapiro, Chairman The Honorable Luis A. Aguilar, Commissioner The Honorable Kathleen L. Casey, Commissioner The Honorable Elisse B. Walter, Commissioner The Honorable Troy A. Paredes, Commissioner U.S. Securities and Exchange Commission 100 F...
March 29, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Risk Management Controls for Brokers or Dealers with Market Access (File No. S7-03-10) Dear Ms. Murphy: The Investment Company Institute1 supports the...
February 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Regulation of Non-Public Trading Interest (File No. S7-27-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s examination...
February 9, 2010 Via Electronic Mail (posdisclosure@iosco.org) Mr. Mohamed Ben Saleem Senior Policy Advisor International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Principles on Point of Sale Disclosure Dear Mr. Ben Saleem...
February 2, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-28-09) Dear Ms. Murphy: The Investment Company...
