February 13, 2012 Markus Ferber European Parliament Rue Wiertz Altiero Spinelli 15E242 B-1047 Brüssel Re: Questionnaire on MiFID/MiFIR 2 Dear MEP Ferber: The Investment Company Institute (“ICI”) and ICI Global appreciate the opportunity to provide comments on the review of the...
By Electronic Delivery January 20, 2012 Mr. Byung-Cheol Kim, Director Corporation Tax Division Ministry of Strategy and Finance Government Complex II, 88 Gwanmoonro Gwacheon City, Gyeonggi Province, 427-725 Korea RE: Treaty Relief for Offshore Investment Vehicles Under Article 98-6 of...
By Electronic Delivery January 18, 2012 Mr. Madhu Kannan Managing Director & Chief Executive Officer Bombay Stock Exchange, Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai- 400001 India RE: Transactional Data Provided to Indian Tax Authority Dear Mr. Kannan: The Investment...
January 18, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...
1401 H Street, NW, Washington, DC 20005-2148, USA 202/326-5800 www.ici.org Paul Schott Stevens, PRESIDENT & CEO 202/326-5901 FAX: 202/326-5806 paul.stevens@ici.org December 19, 2011 Financial Stability Oversight Council Attn: Lance Auer 1500 Pennsylvania Avenue, N.W. Washington D.C...
12/14/201112/14/201112/14/2011 December 14, 2011 Mr. J. Gordon Seymour Secretary Public Company Accounting Oversight Board 1666 K Street, N.W. Washington, DC 20006-2803 Re: Concept Release on Auditor Independence and Audit Firm Rotation; Rulemaking Docket Matter No. 37 Dear Mr...
December 7, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...
