June 8, 2012 Via email to markt-consultation-shadow-banking@ec.europa.eu European Commission BERL 10/034 B-1049 Brussels RE: European Commission Green Paper on Shadow Banking Dear Sir/Madam, 1 appreciates the opportunity to submit comments ( .2 We recognize the strong commitment of...
By Electronic Delivery June 1, 2012 Gd Ingemar Hansson Skatteverket S -171 94 Solna SWEDEN RE: U.S. Mutual Funds (RICs) Should Qualify as Exempt Fund Undertakings Dear Director-General Hansson: The Investment Company Institute (“ICI”),1 on behalf of the U.S. fund industry, requests...
May 25, 2012 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Comments on Interim Report on Securities Lending and Repos Dear Sir or Madam: The Investment Company Institute1 appreciates the opportunity to comment on the...
May 21, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Comments on SEC Regulatory Initiatives Under Title II of the JOBS Act Dear Ms. Murphy: Congress recently enacted the Jumpstart Our Business Startups Act (the...
Via e-mail to rule-comments@sec.gov May 21, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Comments on the Results of Investor Testing Regarding Target Date Funds in Connection with the Target Date...
May 18, 2012 Via Electronic Mail (CIS-Valuations@iosco.org) Mr. Mohamed Ben Salem General Secretariat International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Principles for the Valuation of Collective Investment Schemes...
May 14, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades (RIN 3038-AD08) Dear Mr...
May 4, 2012 By Electronic Transmission James H. Freis, Jr. Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: Docket Number FINCEN-2012-0001 Dear Mr. Freis: The Investment Company Institute (“ICI”)1 appreciates the...
