September 27, 2012 Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Re: ESMA’s Consultation Paper on Guidelines on Sound Remuneration Policies under the AIFMD Dear Mr. Maijoor, The Investment Company Institute (“ICI”)1 and ICI...
September 27, 2012 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International...
By Electronic Delivery 26 September 2012 Mrs. Charlotte Chevalier Sous-directrice de la fiscalité des personnes Direction de la Législation Fiscale Bâtiment Vauban 139, rue de Bercy Télédoc 549 75572 Paris Cedex 12 RE: French Trust Reporting Rules Should Not Apply to U.S. CIVs...
September 24, 2012 The Securities and Futures Commission 8/F Chater House 8 Connaught Road Central Hong Kong Re: Consultation Paper on the Regulation of Electronic Trading Dear Sir or Madam: The Investment Company Institute (“ICI”) and ICI Global strongly support the Securities and...
September 21, 2012 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: MSRB Notice 2012-41 Relating to Electronic Brokerages Dear Mr. Smith: The Investment Company Institute1 is writing in response to the...
September 14, 2012 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2012-40 Dear Mr. Smith: The Investment Company Institute appreciates the opportunity to respond to the request of the...
September 13, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Dear Mr. Stawick: The...
