November 1, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Proposed Rule Change to Nasdaq Listing Standards to Comply with Rule 10C-1 (File No. SR-NASDAQ-2012-109) Dear Ms. Murphy: The Investment Company Institute (...
ATTACHMENT A to OCTOBER 22 2012 ICI/ICI GLOBAL LETTER DRAFT October [22], 2012 Part III – Administrative, Procedural, and Miscellaneous Chapter 4 Notice [2012-XX] Regarding Election by a U.S. Mutual Fund to Designate Distribution and Gross Proceeds Amounts as Withholdable Payments...
dDREDRc October 22, 2012 Thomas J. Curry Comptroller of the Currency Office of the Comptroller of the Currency 250 E Street SW Washington, D.C. 20219 Jennifer J. Johnson Secretary of the Board Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue NW...
22 October 2012 By Electronic Delivery Mr. Seunghee Han Mr. Byung-Sik Jung, Director Assistant Commissioner for International Tax Division International Taxation Bureau Ministry of Strategy and Finance National Tax Services Government Complex II, 88 Gwanmoonro 86, Jongno 5-gil, Jongno...
Submitted by email to MARKT-UCITS-CONSULTATIONS@ec.europa.eu European Commission Directorate General Internal Markets and Services Financial Markets and Asset Management Brussels B-1049 18 OCTOBER 2012 RE: Consultation on Product Rules, Liquidity Management, Depositary, Money Market...
October 11, 2012 International Organization of Securities Commissions c/o Teresa Rodriguez Arias Calle Oquendo 12 28006 Madrid, Spain Re: Public Comment on Technological Challenges to Effective Market Surveillance Dear Sir or Madam: The Investment Company Institute (“ICI”) and ICI...
