May 5, 2013 Mr. Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2013-07 Relating to Revising the Suitability Rule Dear Mr. Smith: The Investment Company Institute1 is pleased to support...
May 1, 2013 Chairwoman Debbie Stabenow Ranking Member Thad Cochran Senate Committee on Agriculture, Nutrition and Forestry United States Senate Washington, DC 20510 Dear Chairman Stabenow and Ranking Member Cochran: The Investment Company Institute (“ICI”),1 ICI Global,2 the American...
April 30, 2013 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W. Washington, D.C. 20551 Re: Enhanced Prudential Standards and Early Remediation Requirements for Foreign Banking Organizations and Foreign...
April 30, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NYSE Euronext Petition for Rulemaking Under Section 13(f) of the Securities Exchange Act of 1934 (File No. 4-659) Dear Ms. Murphy: NYSE Euronext...
By Electronic Delivery April 30, 2013 Erik Corwin Deputy Chief Counsel—Technical Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 RE: Fund Industry Solution for Foreign Tax Recoveries Under Santander Dear Erik: The Investment Company Institute (“ICI”)1 urges...
U.S. House of Representatives Committee on Ways and Means Tax Reform Working Group on Pensions/Retirement Comments of the Investment Company Institute April 15, 2013 The Investment Company Institute1 is pleased to provide these comments in connection with the examination of the...
Draft 1 U.S. House of Representatives Committee on Ways and Means Tax Reform Working Group on Financial Services Comments of the Investment Company Institute on the Discussion Draft Regarding Taxation of Financial Products April 15, 2013 The Investment Company Institute1 appreciates...
April 10, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Request for Confirmation and No-Action Relief Regarding Application...
4/4/20134/4/20134/4/2013 April 4, 2013 Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Transfers and Servicing (Topic 860) – Effective Control for Transfers with Forward Agreements to Repurchase Assets and Accounting for...
March 28, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The NASDAQ Stock Market LLC Proposed Rule Change to Require Listed Companies to Have an Internal Audit Function (File No. SR- NASDAQ-2013-032) Dear Ms. Murphy...
