By Electronic Delivery April 13, 2012 Mr. Byung-Cheol Kim, Director Corporation Tax Division Ministry of Strategy and Finance Government Complex II, 88 Gwanmoonro Gwacheon City, Gyeonggi Province, 427-725 Korea RE: Clarification of Form U.S. Funds Should Use to Claim Treaty Relief...
By Electronic Delivery April 3, 2012 The Honorable Pranab Mukherjee Union Minister Ministry of Finance North Block New Delhi 110001 India RE: Finance Bill Provisions That Could Impact Foreign Investors Negatively Dear Minister Mukherjee: The Investment Company Institute (“ICI”)1 and...
April 2, 2012 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: MSRB Notice 2012-10, Electronic Dissemination of 529 Plan Disclosure Documents Dear Mr. Smith: The Investment Company Institute1 appreciates...
September 13, 2011 A-1 March 30, 2012 Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Re: ESMA’s Proposed Guidelines for UCITS ETFs and Other UCITS Issues Dear Mr. Maijoor, The Investment Company Institute (“ICI”)1 appreciates...
March 27, 2012 The Honorable Phyllis C. Borzi Assistant Secretary, Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue N.W. Washington, DC 20210 Subject: Electronic Delivery Guidance under Section 404(a) of ERISA Dear Madam Assistant Secretary...
SHAPING AMERICA’S RETIREMENT Memorandum To: Distribution From: Larry H. Goldbrum Date: January 20, 2012 Re: Record Keeper Survey Re: DOL Technical Release 2011-03 – Final Survey Results Set forth below are the results from the survey regarding Department of Labor (“DOL”) Technical...
Submitted online at www.esma.europa.eu Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France 23 March 2012 RE: Discussion Paper on Key Concepts of the Alternative Investment Fund Managers Directive and types of AIFM Dear Mr. Maijoor...
March 23, 2012 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Comment Request for Study Regarding Financial Literacy Among Investors: File No. 4-645 Dear Ms. Murphy: The Investment Company Institute (“ICI” or...
