March 12, 2018 The Honorable Paul Ryan The Honorable Nancy Pelosi Speaker Minority Leader US House of Representatives US House of Representatives H-232, The Capitol H-204, The Capitol Washington, DC 20515 Washington, DC 20515 Re: Support for H.R. 4061, the “Financial Stability...
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February 14, 2018 The Honorable Donovan M. Dela Cruz Chair, Hawaii Senate Committee on Ways and Means 415 S Beretania St. Honolulu, HI 96813 RE: Fund Industry Opposes S.B. No. 3067 Dear Chairman Dela Cruz and Members of the Senate Committee on Ways and Means: The Investment Company...
23 January 2018 Dear Sirs and Madams, RE: Impact of Proposal Published by the European Commission on 23 November 2016 (the “EC Proposal”) to Amend Moratorium Powers under Bank Recovery and Resolution Directive 2014/59/EU (“BRRD”) Following up on our 29 June 2017 letter (the “June...
February 5, 2018 The Honorable Jay Clayton Chairman Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers Dear Chairman...
January 30, 2018 datsurvey@bis.org Re: Request to Extend the Deadline for the Survey on Incentives to Centrally Clear OTC Derivatives Launched by the Financial Stability Board (“FSB”), the Basel Committee on Banking Supervision (“BCBS”), the Committee on Payments and Market...
Case No. 17-1711 IN THE UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT BROTHERSTON, et al., Plaintiffs-Appellants, v. PUTNAM INVESTMENTS, LLC, et al., Defendants-Appellees. Appeal from a Decision of the United States District Court for the District of Massachusetts, Honorable...
January 22, 2018 Directorate-General for Financial Stability, Financial Services, and Capital Markets Union European Commission 1049 Bruxelles/Brussel Belgium Re: European Commission Consultation on Institutional Investors and Asset Managers’ Duties Regarding Sustainability Dear Sirs...
