October 24, 2018 Mr. Brent Fields Secretary of the Commission U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Request for Re-Proposal and Comment Deadline Extension on the Reopening of Comment Periods for Capital, Margin, and Segregation...
October 24, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Request for Comment on Fund Retail Investor Experience and Disclosure (File No. S7-12-18) Dear Mr. Fields: The Investment Company Institute1 commends the...
October 17, 2018 Office of the Comptroller of the Currency Legislative and Regulatory Activities Division 400 7th Street, SW, Suite 3E-218 Washington, DC 20219 Docket ID OCC–2018–0010 Securities and Exchange Commission Brent J. Fields, Secretary 100 F Street, NE Washington, DC 20549...
October 1, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Transaction Fee Pilot for NMS Stocks (File Number S7-05-18) Dear Mr. Fields: The Investment Company Institute (ICI)1 writes to reiterate its strong support for...
By Electronic Delivery September 27, 2018 Tom West William Paul Tax Legislative Counsel Acting Chief Counsel U.S. Department of the Treasury Internal Revenue Service 1500 Pennsylvania Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20220 Washington, DC 20224 RE: Proposed...
September 25, 2018 The Honorable Preston Rutledge Assistant Secretary US Department of Labor Employee Benefits Security Administration 200 Constitution Avenue NW Washington, DC 20210 Re: Electronic Delivery of Disclosure for Workplace Retirement Plans Dear Mr. Rutledge: On behalf of...
September 21, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange-Traded Funds, File No. S7-15-18 Dear Mr. Fields: The Investment Company Institute1 is pleased to express its strong support for the Securities and...
