{00299211-3} May 24, 2019 The Honorable Preston Rutledge Assistant Secretary Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Re: Expedite and Prioritize Guidance on Electronic Delivery Dear Assistant Secretary...
April 26, 2019 William D. Duhnke III Chairman Public Company Accounting Oversight Board 1666 K Street, N.W. Washington, DC 20006-2803 Re: AS 3101 and Identification of Financial Statement Periods in Investment Company Auditor Reports Dear Mr. Duhnke: The Investment Company Institute1...
May 13, 2019 Financial Stability Oversight Council Attn: Mark Schlegel 1500 Pennsylvania Avenue, NW Room 2208B Washington, D.C. 20220 Re: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (RIN 4030-AA00) Dear Members of the Council: The Investment...
Electronic Delivery May 1, 2019 The Honorable Amy Mercado 406 House Office Building 402 South Monroe Street Tallahassee, FL 32399-1300 RE: HB 1377 –Sales Tax on Services Dear Representative Mercado: The Investment Company Institute1 -- on behalf of its Florida-based members and all...
April 30, 2019 Ms. Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Fund of Funds Arrangements, File No. S7-27-18 Dear Ms. Countryman: The Investment Company Institute1 appreciates the Securities and Exchange Commission’s...
April 29, 2019 Ms. Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Solicitations of Interest Prior to a Registered Public Offering (File No. S7-01-19) Dear Ms. Countryman: The Investment Company Institute1 supports the...
By Electronic Delivery April 22, 2019 Representative Mary E. Flowers Representative Gregory Harris 251-E Stratton Office Building 300 Capital Building Springfield, IL 62706 Springfield, IL 62706 Representative Delia C. Ramirez 200-5S Stratton Office Building Springfield, IL 62706 RE...
By Electronic Delivery April 9, 2019 Krishna Vallabhaneni, Esq. Michael Desmond, Esq. Acting Tax Legislative Counsel Chief Counsel U.S. Department of the Treasury Internal Revenue Service 1500 Pennsylvania Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20220 Washington, DC...
233813-4-631-v7.0 - 1 - 70-40705620 Mr Charles Roxburgh Second Permanent Secretary HM Treasury 1 Horse Guards London SW1A 2HQ 5 April 2019 Dear Mr Roxburgh Brexit – Recognition of EEA derivatives trading venues under EMIR and MiFIR as they apply in the UK after Brexit FIA, the...
By Electronic Delivery April 2, 2019 Laurie Brimmer Internal Revenue Service, Rm 6529 1111 Constitution Avenue NW Washington, DC 20224 RE: ICI Comments to IRS Form 8613 Dear Ms. Brimmer: The Investment Company Institute1 appreciates the opportunity to offer comments on Internal...
