10 September 2018 Re: Implications of Proposal to Amend Moratorium Powers under the Bank Recovery and Resolution Directive 2014/59/EU Dear Sirs and Madams, Thank you for continuing to engage with us regarding proposed amendments to the moratorium powers under the Bank Recovery and...
07 September 2018 Submitted electronically to fsb@fsb.org Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Incentives to Centrally Clear Over-the-Counter Derivatives Dear Sir or Madam: ICI Global1 appreciates the...
Federal Tax Administration Eigerstrasse 65 ICI Global | Page 2 of 6 ICI Global | Page 3 of 6 ICI Global | Page 4 of 6 ICI Global | Page 5 of 6 5 ICI Global | Page 6 of 6 6
22 August 2018 Submitted electronically to utc-consultation@sfc.hk Ashley Alder Chief Executive Officer Securities and Futures Commission 35/F Cheung Kong Center 2 Queen’s Road Central Hong Kong Re: UT Code Review Proposing Refinements to Proposed Amendments to the Code on Unit Trusts...
23 August 2018 ICI Global feedback on the European Commission’s proposed regulation on sustainability disclosure ICI Global1 welcomes the European Commission’s effort (Commission) to foster a regulatory framework that encourages the financial system to focus appropriately on the...
20 August 2018 Submitted electronically to otcmargin_consultation@sfc.hk Ashley Alder Chief Executive Officer Securities and Futures Commission 35/F Cheung Kong Center 2 Queen’s Road Central Hong Kong Re: Consultation Paper on Proposed Margin Requirements for Non-Centrally Cleared...
August 20, 2018 Mr. Donald S. Clark Secretary Federal Trade Commission Office of the Secretary 600 Pennsylvania Avenue NW Suite CC–5610 (Annex C) Washington, DC 20580 Re: Competition and Consumer Protection in the 21st Century Hearings (Project Number P181201) Dear Mr. Clark: The...
August 15, 2018 Ms. Yelena Mishkevich Senior Technical Manager AICPA 1211 6th Avenue New York, NY 10036 Re: Valuation of Portfolio Company Investments of Venture Capital and Private Equity Funds and Other Investment Companies Dear Ms. Mishkevich: The Investment Company Institute1...
August 7, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Proposals on Standards of Conduct for Investment Professionals (File Nos. S7-07-18; S7- 08-18; and S7-09-18) Dear Mr. Fields: The Investment Company Institute1...
