18 September 2017 Submitted electronically to consultation-04-2017@iosco.org and consultation-05-2017@iosco.org Dr. Shane Worner International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Comments on IOSCO’s CIS Liquidity Risk Management...
September 15, 2017 Filed Electronically Office of Exemption Determinations Employee Benefits Security Administration Attention: D–11712, 11713, 11850 US Department of Labor 200 Constitution Avenue NW, Suite 400 Washington, DC 20210 Re: RIN 1210-AB82; Proposed Rule; Extension of...
September 1, 2017 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Proposed Rule Changes to Extend Continued Listing Standards Implementation Date File No. SR-BatsBZX-2017-50 File No. SR-NASDAQ-2017-081 File No. SR-NYSEArca...
8/30/20178/30/20178/30/2017 August 30, 2017 Ms. Phoebe W. Brown Secretary Public Company Accounting Oversight Board 1666 K Street, N.W. Washington, DC 20006-2803 Re: Proposed Auditing Standard – Auditing Accounting Estimates, Including Fair Value Measurements; Docket Matter No. 043...
August 18, 2017 Via Electronic Mail: good.larry@dol.gov Larry Good Executive Secretary ERISA Advisory Council US Department of Labor Suite N-5623 200 Constitution Ave., NW, Washington, DC 20210 Re: ICI Comments Regarding Mandated Disclosure for Retirement Plans—Enhancing Effectiveness...
By Electronic Delivery August 14, 2017 Hon. David Kautter William Paul Assistant Secretary, Tax Policy Acting Chief Counsel U.S. Department of the Treasury Internal Revenue Service 1500 Pennsylvania Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20220 Washington, DC 20224 RE...
10 August 2017 Central Bank of Ireland PO Box No. 559 New Wapping Street North Wall Quay Dublin 1 Ireland Re: Discussion Paper on Exchange-Traded Funds Dear Sir or Madam: ICI Global1 welcomes the opportunity to comment on the Central Bank of Ireland’s discussion paper on exchange...
August 7, 2017 The Honorable Jay Clayton Chairman Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers Dear Chairman Clayton...
August 7, 2017 Filed Electronically Office of Exemption Determinations Employee Benefits Security Administration Attention: D-11933 US Department of Labor 200 Constitution Avenue N.W., Suite 400 Washington, DC 20210 Re: RIN 1210-AB82; Request for Information Regarding the Fiduciary...
