October 23, 2017 CFA Institute Global Investment Performance Standards 915 E. High Street Charlottesville, VA 22902 Re: CFA Institute’s Recent Work Related to Broadly Distributed Pooled Funds Dear Sir or Madam: The Investment Company Institute1 is writing to express deep concerns with...
October 11, 2017 Legislative and Regulatory Activities Division Robert E. Feldman Office of the Comptroller of the Currency Executive Secretary 400 7th Street SW, Suite 3E-218 Federal Deposit Insurance Corporation Mail Stop 9W-11 550 17th Street, NW Washington, DC 20219 Washington, DC...
September 21, 2017 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1300 I Street, NW, Suite 1000 Washington, DC 20005 Re: MSRB Notice 2017-17 Dear Mr. Smith: The Investment Company Institute1 is writing in response to the Municipal Securities Rulemaking...
September 21, 2017 Legislative and Regulatory Activities Division Office of the Comptroller of the Currency 400 7th Street SW., Suite 3E-218 Washington, D.C. 20219 Re: Proprietary Trading and Certain Interests in and Relationships with Covered Funds (Volcker Rule); Request for Public...
September 15, 2017 Filed Electronically Office of Exemption Determinations Employee Benefits Security Administration Attention: D–11712, 11713, 11850 US Department of Labor 200 Constitution Avenue NW, Suite 400 Washington, DC 20210 Re: RIN 1210-AB82; Proposed Rule; Extension of...
