July 19, 2002 Mr. James L. Cochrane Senior Vice President New York Stock Exchange, Inc. 11 Wall Street New York, N.Y. 10005 Re: Report of the New York Stock Exchange Corporate Accountability and Listing Standards Committee Dear Mr. Cochrane: The Investment Company Institute 1 is...
July 19, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, NW Washington, DC 20549-0609 Re: Disclosure in Management’s Discussion and Analysis about the Application of Critical Accounting Policies (File No. S7-16-02) Dear Mr. Katz: The...
July 19, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Transactions of Investment Companies With Portfolio and Subadvisory Affiliates (File No. S7-13-02) Dear Mr. Katz: The Investment Company Institute 1...
July 3, 2002 Juergen Tiedje DG Internal Market, Unit F.2—Securities and Organized Markets European Commission 200, rue de la Loi B—1047 Brussels Belgium Dear Mr. Tiedje: The Investment Company Institute appreciates the opportunity to comment on the Second Consultation by the Services...
July 8, 2002 The Honorable Thomas S. Daschle Majority Leader United States Senate Washington, DC The Honorable Trent Lott Minority Leader United States Senate Washington, DC Dear Leaders Daschle and Lott: On behalf of the Investment Company Institute—which represents 93 million...
July 2, 2002 Assemblymember Darrell Steinberg State Capitol P. O. Box 94249-0001 Sacramento, CA 94249-0001 Re: Assembly Bill 2506 Dear Assembly member Steinberg: The Investment Company Institute, 1 on behalf of its investment company members, wishes to express the industry’s concern...
By Electronic and Regular Mail June 28, 2002 Robert P. Hanson Tax Legislative Counsel Office of Tax Policy US Department of the Treasury Room 1308 1500 Pennsylvania Avenue, N.W. Washington, DC 20020 Barbara M. Angus International Tax Counsel Office of Tax Policy US Department of the...
June 24, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, Washington, D.C. 20549 Re: Form 8-K Disclosure of Certain Management Transactions (File No. S7-09-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...
June 14, 2002 The Honorable Steve Peace California State Senate State Capitol, Room 3060 Sacramento, California 95814 Re: Senate Bill 1386 Dear Senator Peace: The Investment Company Institute 1 is writing to express our strong opposition to provisions in Senate Bill 1386 that would...
