September 3, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Custody of Investment Company Assets with a Securities Depository (File No. S7-22-01) Dear Mr. Katz: The Investment Company Institute 1 is...
By Email and Overnight Delivery August 30, 2002 FATF Secretariat 2, rue André Pascal 75775 Paris Cedex 16 FRANCE Re: Review of the FATF Forty Recommendations Consultation Paper Ladies and Gentlemen: The Securities Industry Association (“SIA”), the Futures Industry Association (“FIA”...
August 29, 2002 Mr. Steven Linder Employee Plans, Tax Exempt and Government Entities Division Internal Revenue Service T:EP:RA:G 1111 Constitution Avenue, N.W. Washington, DC 20224 Ms. Cathy Vohs Office of the Division Counsel/Associate Chief Counsel (Tax Exempt and Government...
August 23, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549 Re: Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date (File No. S7-22-02) Dear Mr. Katz: The Investment Company Institute 1...
August 21, 2002 Mr. Robert H. Herz Chairman Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Dear Mr. Herz: The Investment Company Institute 1 is writing to urge the Financial Accounting Standards Board to propose and adopt, as soon as...
August 16, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549-0609 Re: Certification of Disclosure in Companies’ Quarterly and Annual Reports (File No. S7-21-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
August 12, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0609 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W. Washington, D.C. 20551...
July 31, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Proposed Amendments to Investment Company Advertising Rules (File No. S7-17-02) Dear Mr. Katz: Table of Contents I. The Current Regulatory Framework II...
July 30, 2002 Mr. Hong Tat Chee Ministry of Finance 100 High Street #06-03, The Treasury Singapore 179434 Dear Mr. Chee: The Investment Company Institute appreciates the opportunity to comment on the Draft Report of the Company Legislation and Regulatory Framework Committee. The...
July 19, 2002 Mr. James L. Cochrane Senior Vice President New York Stock Exchange, Inc. 11 Wall Street New York, N.Y. 10005 Re: Report of the New York Stock Exchange Corporate Accountability and Listing Standards Committee Dear Mr. Cochrane: The Investment Company Institute 1 is...
