November 1, 2002 Ms. Lisa Good Executive Director National Federation of Municipal Analysts P.O. Box 14893 Pittsburgh, PA 15234 Re: NFMA Draft Recommended Best Practices in Disclosure for Variable Rate and Short-Term Securities Dear Ms. Good: The Investment Company Institute 1...
November 1, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Changes by the New York Stock Exchange (File No. SR-NYSE-2002-46) and the National Association of Securities Dealers...
October 16, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549-0609 Re: Certification of Management Investment Company Shareholder Reports (File No. S7-33-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
October 10, 2002 The Honorable J. Dennis Hastert Speaker 2369 Rayburn House Office Building U.S. House of Representatives Washington, DC 20515 Dear Mr. Speaker: On behalf of the millions of Americans currently saving for retirement through IRAs, qualified retirement plans, and 403(b)...
October 10, 2002 The Honorable J. Dennis Hastert Speaker H-232 Capitol U.S. House of Representatives Washington, DC 20515 Dear Mr. Speaker: On behalf of the Investment Company Institute 1, I write to urge that before adjourning for the year, Congress act to fund fully the Securities...
October 1, 2002 Ms. Barbara Z. Sweeney NASD Office of the Corporate Secretary 1735 K Street, NW Washington, DC 20006-1500 Re: Notice to Members 02-51, Investment Analysis Tools Dear Ms. Sweeney: The Investment Company Institute 1 appreciates the opportunity to comment on the recent...
September 27, 2002 General Secretariat International Organization of Securities Commissions (IOSCO) Plaza de Carlos Trías Bertrán, 7 Planta 3 28020 Madrid Espana Dear Sir or Madam: The Investment Company Institute 1 appreciates the opportunity to comment on “ Collective Investment...
September 27, 2002 General Secretariat International Organization of Securities Commissioners (IOSCO) Plaza de Carlos Triás Bertrán, 7 Planta 3a 28020 Madrid España Re: Performance Presentation Standards for Collective Investment Schemes, Report from the Technical Committee of the...
