September 24, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Amendments to the Custody Rule under the Advisers Act (File No. S7-28-02) Dear Mr. Katz: The Investment Company Institute 1 is pleased...
September 23, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Regulation Analyst Certification (File No. S7-30-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on...
September 20, 2002 Mr. Paul F. Roye Director Division of Investment Management U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Dear Mr. Roye: The Investment Company Institute 1 would like to express its views with respect to the Securities...
September 6, 2002 Judith R. Starr, Chief Counsel Office of the Chief Counsel Financial Crimes Enforcement Network Department of the Treasury P.O. Box 39 Vienna, Virginia 22183 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C...
By Hand and Electronic Delivery September 5, 2002 Eric Solomon Deputy Assistant Secretary for Regulatory Affairs United States Department of the Treasury 1318 MT 1500 Pennsylvania Avenue, N.W. Washington, DC 20220 Re: Enforcement Proposals for Abusive Tax Avoidance Transactions Dear...
