December 9, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0609 Re: Disclosure in Management’s Discussion and Analysis About Off-Balance Sheet Arrangements, Contractual Obligations and Contingent Liabilities and...
December 6, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: File No. SR-Amex-2002-55 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the proposed rule change filed by the...
December 6, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 RE: Proxy Voting by Investment Companies and Investment Advisers File Nos. S7-36-02 and S7-38-02 Dear Mr. Katz: The Investment Company Institute 1...
Via Facsimile December 4, 2002 Senator James “Pate” Philip Senate President 327 Capitol Building Springfield, IL 62706 Senator Stanley B. Weaver 329 Capitol Building Springfield, IL 62706 Re: SB 729 Should Be Enacted Dear Senators Philip and Weaver: The Investment Company Institute 1...
November 22, 2002 Judith R. Starr, Chief Counsel Office of the Chief Counsel Financial Crimes Enforcement Network Department of the Treasury P.O. Box 39 Vienna, Virginia 22183-1618 Re: NPRM – Section 352 Unregistered Investment Company Regulations Dear Ms. Starr: The Investment...
