January 4, 2002 Mr. Harvey L. Pitt Chairman Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Riskless Principal Transactions Under the Investment Company Act Dear Chairman Pitt: The Investment Company Institute 1 is writing to request that the...
December 21, 2001 CC:ITA:RU (Notice 2001-55) Courier’s Desk Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 Re: Notice 2001-55 Section 529 Qualified Tuition Programs Ladies and Gentlemen: The Investment Company Institute 1 commends the Service for issuing...
December 20, 2001 Mr. Roger W. Mehle Executive Director Federal Retirement Thrift Investment Board 1250 H Street, N.W. Washington, DC 20005 Re: Form TSP-60: Request for a Transfer into the TSP Dear Mr. Mehle: On behalf of its investment company members, the Investment Company...
September 27, 2001 Barbara M. Angus, Esq. International Tax Counsel Department of the Treasury 1500 Pennsylvania Avenue, N.W. Room 1000 Washington, DC 20220 Re: Withholding on Dividends Paid by RICs to U.K. Pension Plans Dear Barbara: As you know, the Investment Company Institute (the...
INVESTMENT COMPANY INSTITUTE BY HAND AND ELECTRONIC DELIVERY December 3, 2001 The Honorable William M. Thomas Chairman Committee on Ways and Means 2208 Rayburn House Office Building U.S. House of Representatives Washington, DC 20515 Dear Mr. Chairman: On behalf of millions of...
INVESTMENT COMPANY INSTITUTE BY HAND AND ELECTRONIC DELIVERY November 30, 2001 The Honorable J. Dennis Hastert Speaker of the House 2369 Rayburn House Office Building U.S. House of Representatives Washington, DC 20515 Dear Mr. Speaker: On behalf of millions of mutual fund shareholders...
November 20, 2001 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Request for Comment on the Effects of Decimal Trading in Subpennies (File No. S7-14-01) Dear Mr. Katz: The Investment Company Institute 1...
November 12, 2001 Ms. Martha M. Haines Director Office of Municipal Securities U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Disclosure Issues in the Secondary Market Dear Ms. Haines: The Investment Company Institute 1 is pleased to learn...
November 2, 2001 The Standing Interpretations Committee International Accounting Standards Board 30 Cannon Street London EC4M 6XH United Kingdom Re: Draft Interpretation SIC-D34 Financial Instruments–Instruments or Rights Redeemable by the Holder The Investment Company Institute 1...
October 19, 2001 Ms. Carolyn Walsh Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314-3412 Re: Notice and Draft Interpretive Guidance on Rule G-17– Disclosure of Material Facts and Interpretive Guidance Concerning...
