DRAFT May 26, 2004 Ms. Gretchen Morgenson The New York Times 229 West 43rd Street New York, New York 10036 Dear Ms. Morgenson: I write to you as the Chairman of the Independent Directors Council. There were a number of inaccuracies in your May 23rd column, “A Great Fund (For Them, Not...
Final Letter to ICI Members from Matt Fink Washington, DC, May 24, 2004 - In a final message to ICI members, Institute President Matthew P. Fink reflected on his tenure and the future of the industry: “As you know, I will be retiring as President of the Institute at the end of this...
May 24, 2004 The Honorable William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Chairman Donaldson: The Commission recently requested public comment on whether it should propose changes to Rule 12b-1 under the...
May 24, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Rulemaking for EDGAR System (File No. S7-16-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its views on...
May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...
May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...
ICI President Elect Remarks at 2004 ICI General Membership Meeting by Paul Schott Stevens President Elect, Investment Company Institute May 19, 2004 Washington, DC Good afternoon to you all. I do not become President of the Investment Company Institute for another two weeks. But with...
“First Principles”: ICI Chairman’s Remarks at the ICI 2004 General Membership Meeting Paul G. Haaga, Jr. Chairman, Investment Company Institute Executive Vice President, Capital Research and Management Company May 19, 2004 Washington, D.C. Good morning. It is a pleasure to welcome you...
Goals Include Increasing Director Education, Communications, Voice on Policy Issues Washington, DC May 13, 2004 - A group of leading independent mutual fund directors from a wide spectrum of funds have joined together to form the Independent Directors Council in order to enhance fund...
ICI Appoints Elizabeth Krentzman as General Counsel Washington, DC, May 13, 2004 - The Investment Company Institute is pleased to announce that Elizabeth R. Krentzman will be joining the Institute as its General Counsel. Ms. Krentzman has served on the staff of the Securities and...
