March 12, 2004 D. Chanda Chief General Manager Securities and Exchange Board of India Mittal Court ‘B’ Wing, First Floor 224, Nariman Point Mumbai 400 021 Dear Mr. Chanda: On behalf of the Institute and its members, I would like to again thank you for meeting with me and Bob Grohowski...
ICI Elects Paul Schott Stevens President Washington, DC, March 11, 2004 - At a special meeting yesterday, the Investment Company Institute’s Board of Governors elected Paul Schott Stevens to succeed Matthew P. Fink as President of the Institute. Mr. Stevens, currently a partner at the...
ICI Supports Efforts to Reinforce Fund Director Independence Letter Endorses Many SEC Governance Initiatives, But Suggests Independent Chair Requirement Unlikely to Produce Desired Benefits Washington, DC, March 10, 2004 - The Investment Company Institute today submitted its comments...
March 10, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Investment Company Governance File No. S7-03-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Commission...
ICI Promotes Government Affairs Officers Sackett and Kemps Washington, DC, March 5, 2004 - The Investment Company Institute is pleased to announce the promotions of Dean R. Sackett III and David W. Kemps. Sackett has been named Government Affairs Officer, Financial Services Policy and...
ICI Strongly Supports SEC’s Mandatory Redemption Fee Proposal Washington, DC, February 25, 2004 – Investment Company Institute President Matthew P. Fink issued the following statement regarding today’s SEC action: “The SEC’s proposal to mandate a two percent redemption fee on short...
ICI Supports SEC Reexaminination of “Trade-Through Rule” Proposals to Enhance, Modernize National Market System Welcomed Washington, February 24, 2004 - The Investment Company Institute today expressed support for the Securities and Exchange Commission as it issued important new...
February 24, 2004 The Wall Street Journal 200 Liberty Street New York, NY 10281 To the Editor: As President of the mutual fund association, I read with interest the debate between Ned Johnson (Chairman of Fidelity, the nation’s largest fund group) and Jack Bogle (former Chairman of...
