Mutual Fund Leaders Take Hard Stand on Soft Dollars ICI Asks SEC to Dramatically Curtail Soft Dollars and Ban Directed Brokerage Washington, DC, December 15, 2003 - Following decisions by the Investment Company Institute’s Board of Governors, ICI Chairman Paul G. Haaga, Jr. announced...
Mutual Integrity, Mutual Trust by Paul G. Haaga (as published in The Wall Street Journal, December 15, 2003) It is not news that mutual funds experienced remarkable growth over the last 20 years. More than 60% of middle-American households now own fund investments. In a 1999 Pew...
ICI Issues Statement Regarding SEC Action Against Mutuals.com Washington, DC, December 5, 2003 - The Securities and Exchange Commission's action against both Mutuals.com and the firm's entire senior management strongly reinforces the Investment Company Institute's call for a hard 4 pm...
2003 ICI Securities Law Developments Conference Opening Remarks by Craig S. Tyle General Counsel, Investment Company Institute December 5, 2003 Washington, DC Good morning. I’m Craig Tyle, General Counsel of the Investment Company Institute. I’d like to welcome you to the 2003...
48 Percent of U.S. Households Owned Mutual Funds in July; Ownership Grew Inside Retirement Plans, Declined Outside of Plans Washington, DC, December 2, 2003 - On the heels of a bear market that lasted from 2000 to 2002, mutual fund ownership declined slightly in a 12-month period that...
December 3, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Fund of Funds Investments (File No. S7-18-03) Dear Mr. Katz: The Investment Company Institute1 is pleased to provide comments on the Securities and...
