ICI Strongly Supports SEC Proposal to Ban Directed Brokerage Institute Urged Prohibition on Brokerage for Sales in December 2003 Washington, May 10, 2004 – The Investment Company Institute today expressed strong support for the SEC’s proposed amendment to Rule 12b-1 to prohibit mutual...
May 10, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Prohibition on the Use of Brokerage Commissions to Finance Distribution (File No. S7-09-04) Dear Mr. Katz: The Investment Company Institute1...
ICI Supports SEC’s Proposal to Mandate Redemption Fees to Combat Market Timing Redemption Fees Must be Part of a Multifaceted Approach to Protecting Shareholders Washington, DC, May 7, 2004 – The Investment Company Institute today expressed its support for the SEC’s proposed rule...
ICI’s Domenick to Join Loeffler Jonas & Tuggey ICI Executive to Lead Firm’s Washington Office Washington, DC, May 7, 2004 - Investment Company Institute Executive Vice President Julie Domenick announced today her plans to join Loeffler Jonas & Tuggey as Managing Principal. She will...
May 7, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Mandatory Redemption Fees for Redeemable Securities (File No. S7-11-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to...
Don Auerbach Joins ICI Government Affairs as Director, Financial Services Policy Washington, DC, May 3, 2004 - The Investment Company Institute is pleased to announce that Donald C. Auerbach has joined its Government Affairs Department as Director, Financial Services Policy. He will...
April 30, 2004 The Honorable Gregory F. Jenner The Honorable Donald L. Korb Acting Assistant Secretary for Tax Policy Chief Counsel U.S. Department of the Treasury Internal Revenue Service Room 3120 Room 3026 1500 Pennsylvania Avenue, N.W. 1111 Constitution Avenue, N.W. Washington, DC...
ICI Supports SEC’s Proposed Disclosures About the Work Of Mutual Fund Directors Enhanced Disclosure Can Help Shareholders Better Understand Directors’ Annual Review of the Fund’s Advisory Contract Washington, April 26, 2004 – The Investment Company Institute today expressed its...
April 26, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies (File No. S7-08-04) Dear Mr. Katz: The Investment...
