June 29, 2004 Ms. Suzanne Q. Bielstein Director of Major Projects Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Share-Based Payment File Reference No. 1102-100 Dear Ms. Bielstein: The Investment Company Institute 1 is pleased to respond to...
June 30, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...
ICI President Calls New SEC Compliance Rule An Essential Step in Sustaining Ethical Mutual Fund Business Culture Stevens Addresses Sold Out Mutual Funds Compliance Conference Washington, DC, June 28, 2004 - ICI President Paul Schott Stevens told an audience of mutual fund independent...
“Toward Sustaining a Culture of Ethical Conduct – Implementing the New SEC Compliance Rule” Paul Schott Stevens President, Investment Company Institute June 28, 2004 2004 Mutual Fund Compliance Programs Conference Good morning. Welcome to the 2004 Mutual Fund Compliance Programs...
ICI Strongly Supports SEC’s Ongoing Mutual Fund Reform Efforts ICI President Stevens Pledges to “Help Mutual Funds Implement New Governance Reforms, Including the Independent Chair Requirement, Fully and Effectively” Washington, DC, June 23, 2004 - Investment Company Institute...
IDC Leaders Support SEC Fund Governance Rules Washington, DC, June 23, 2004 – Leaders of the Independent Directors Council support the SEC’s rule adoptions today aimed at strengthening the role of mutual fund independent directors. James H. Bodurtha, an independent director with...
Mutual Funds Hold 22 Percent Share of U.S. Retirement Market Assets Mutual Fund Retirement Assets Reach Record $2.7 Trillion Washington, DC, June 22, 2004 - Strong stock market returns and heavy net cash flow boosted retirement assets invested in mutual funds 28 percent in 2003 to a...
June 16, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Securities Transactions Settlement (File No. S7-13-04) Dear Mr. Katz: The Investment Company Institute (“Institute”) 1 appreciates the...
ICI President Addresses the Road Ahead for America’s Mutual Funds in National Press Club Speech Stevens Calls for Rededication to First Principles and Fiduciary Responsibility Washington, June 15, 2004 - In his first speech since becoming President of the Investment Company Institute...
