ICI Supports SEC’s Proposed Privacy Protections “Limitations on affiliate marketing appropriately balances important consumer interests” Washington, DC, August 13, 2004 - The Investment Company Institute today expressed its support for SEC rules that would implement additional...
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
August 12, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549-0609 Re: Release of Comment Letters and Responses (File No. S7-28-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment...
Ongoing Contributions and Favorable Equity Market Returns Boost 401(k) Account Balances in 2003 Findings From Nation’s Largest 401(k) Account Database Also Show Average Asset Allocations Little Changed Washington, DC, August 9, 2004 – Analyzing the nation’s largest database of 401(k)...
ICI and Others File Friend of the Court Brief in Support of National Privacy Standard Washington, DC, August 9, 2004 - The Investment Company Institute, together with the Securities Industry Association, the Investment Counsel Association of America, the American Insurance Association...
ICI Comments on Proposed Amendments to MSRB Rules G-20 and G-8 Amendments would strengthen regulation of non-cash compensation Washington, DC, July 30, 2004 - The Investment Company Institute has filed a comment letter with the Municipal Securities Rulemaking Board in response to MSRB...
July 30, 2004 Mr. Mario Nava Head of the Infrastructure Unit DG MARKT G1 European Commission B-1049 Brussels Markt-Clearing-Settlement@cec.eu.int Dear Mr. Nava: The Investment Company Institute (“the Institute”) appreciates the opportunity to comment to the European Commission (“the...
