2004 ICI Tax & Accounting Conference Keynote Speech by Elizabeth Krentzman General Counsel, Investment Company Institute October 4, 2004 Washington, DC Introduction Good morning and welcome to the Investment Company Institute’s 2004 Tax and Accounting Conference. I’m Elizabeth...
Conference of Western Attorneys General Financial Issues Summit Remarks of Paul Schott Stevens President, Investment Company Institute September 30, 2004 Santa Fe, New Mexico Good afternoon. I am honored to speak at this Financial Issues Summit convened by the Conference of Western...
2004 Equity Markets Conference Opening Remarks by Elizabeth Krentzman General Counsel, Investment Company Institute September 23, 2004 New York, New York Good morning. I’m Elizabeth Krentzman, the General Counsel of the Investment Company Institute. I’d like to welcome all of you to...
Stock Market Game Program™ Adds Mutual Funds Investment Company Institute Education Foundation Grant to Strengthen Program’s Educational Value Contact: Margaret Draper, (212) 618-0531, mdraper@sia.com Christine Conlon, (212) 618-0502, cconlon@sia.com Sue Duncan, (202) 326-5880, duncan...
Institute Calls for Increased Automation at NYSE Hybrid Proposal Is A “First Step Towards Improving Trading on the Exchange” Washington, DC, September 22, 2004 - In comments filed with the SEC today, the Investment Company Institute noted that the New York Stock Exchange’s proposed...
September 22, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NYSE Direct+ (File No. SR-NYSE-2004-05) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the New York...
September 22, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Certain Broker-Dealers Deemed Not to Be Investment Advisers; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
ICI Appoints Vivian Lausevic as Director, Political Affairs Washington, DC, September 17, 2004 – The Investment Company Institute, the national association of the mutual fund industry, is pleased to announce that Vivian Lausevic has been appointed Director, Political Affairs. Her...
September 17, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material; File No. SR-NASD-2004-043 Dear Mr...
ICI Expresses Support for Registration of Hedge Fund Advisers “Commission’s proposal is the right approach at the right time” Washington, DC, September 15, 2004 - The Investment Company Institute today said that the public interest will be advanced by the SEC requiring hedge fund...
