July 28, 2004 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to comment on the...
ICI Supports Market Structure Modernization and Focus on Investor Interests Washington, DC July 22, 2004 – On the second day of Senate Banking Committee hearings on the SEC’s Regulation NMS proposal, the Investment Company Institute again expressed its support for the examination of...
July 22, 2004 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2004-17 Relating to Non-Cash Compensation Dear Mr. Lanza: The Investment Company Institute appreciates...
ICI President Commends Donaldson and SEC on Proposed Registration of Hedge Fund Advisers Washington, DC, July 14, 2004 - Investment Company Institute President Paul Schott Stevens issued the following statement in response to today’s SEC proposal to require the registration of large...
ICI Supports SEC Proposed Rules on Asset-Backed Securities Proposed Rules Will Provide Investors With Necessary Disclosures and Information Washington, DC, July 13, 2004 - The Investment Company Institute has filed a comment letter with the Securities and Exchange Commission strongly...
July 12, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549-0609 Re: Asset-Backed Securities (File No. S7-21-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities...
July 1, 2004 The Honorable Sam Johnson Chairman Subcommittee on Employer-Employee Relations Committee on Education and the Workforce U.S. House of Representatives 1211 Longworth House Office Building Washington, DC 20515 Re: The Retirement Savings Account Act, H.R. 4714 Dear Mr...
ICI Voices Support for SEC Regulation NMS Stevens Says Investors will Benefit From Modernization Washington, DC, June 30, 2004 - The Investment Company Institute today filed a comment letter with the Securities and Exchange Commission strongly supporting the goals of the proposed...
ICI Supports FASB’s Proposal to Expense Stock Options Stevens says improving transparency will benefit individual investors Washington, DC, June 30, 2004 - The Investment Company Institute today endorsed the Financial Accounting Standards Board proposal to require the expensing of...
