[32732] September 2, 2020 TO: Global Advocacy Coordination Advisory Committee RE: Next Global Advocacy Coordination Advisory Committee Meeting - 16 September at 3:00 p.m. BST/10:00 a.m. ET The next meeting of the Global Advocacy Coordination Advisory Committee will take place on 16...
[32734] September 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution ESG International/Global Investment Advisers MiFID...
[32730] September 1, 2020 TO: ESG Task Force (Global) ESG Working Group (US) RE: ESG Related Aspects of SEC Regulation S-K Amendments On August 26, the SEC adopted amendments to modernize the rules requiring issuers to disclose “business descriptions, legal proceedings, and risk...
[32729] September 1, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Unit Investment Trust...
[32727] September 1, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee Privacy Issues Working Group SEC Rules Committee SUBJECTS: Pension RE: DOL Issues Proposal on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights The Department of Labor (DOL)...
[32731] September 1, 2020 TO: Tax Committee RE: For Discussion During September 2 Tax Committee Call: Draft Outline of Comments to French Tax Administration During our Tax Committee call [1] on Wednesday, September 2, at 11:00 (Eastern), the Committee will discuss the proposed French...
[32728] September 1, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent...
[32726] September 1, 2020 TO: Tax Committee RE: Draft Comment Letter on Proposed Carried Interest Regulations The Internal Revenue Service (IRS) and the Treasury Department recently released proposed regulations under section 1061 on the taxation of “carried interests” in partnerships...
[32698] August 31, 2020 TO: Small Funds Committee RE: Mark Your Calendar - Small Funds Virtual Meetings for 2020 The Small Funds Committee meetings for 2020 have been updated for our virtual platform. Please mark your calendar for the following meeting dates: 10/15 1:00-2:00 pm ET -...
[32725] August 31, 2020 TO: ESG Task Force (Global) EU ESG Disclosure Regulation Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee RE: EU ESG: Summary of Call with French AMF on SFDR RTS As you know, we met with the French securities...
[32724] August 31, 2020 TO: ESG Task Force (Global) EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee RE: EU ESG: Recent French Developments and Call with AMF We...
[32723] August 31, 2020 TO: ICI Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: ICI Submits Opposition Letter to NJ FTT Proposal ICI submitted the attached opposition letter to a New Jersey proposal (also attached) to impose a tax of a quarter of a cent (...
[32717] August 28, 2020 TO: Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global Trading & Markets Committee Operations Committee Securities Operations Advisory...
[32720] August 28, 2020 TO: ICI Members Tax Committee SUBJECTS: Tax RE: IRS Approves Temporary Use of E-Signatures for Certain Tax Forms The IRS, in response to the COVID-19 pandemic, is permitting the temporary use of e-signatures for certain forms including the 1120-RIC, US Income...
[32722] August 28, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Releases Proposed Regulation on Rollovers of Plan Loan Offset Amounts The Internal Revenue Service (IRS) has issued a proposed regulation [1] to implement the...
[32719] August 28, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules...
[32721] August 28, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Financial Stability International/Global RE: ICI Global Files Comment Letter on ESMA's Consultation Providing Guidelines for Regulating Alternative Investment Fund...
[32716] August 28, 2020 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global RE: Brexit: A Summary of Recent Key Developments Over the last few months, the UK and EU governments, institutions and regulatory authorities have published further...
[32718] August 28, 2020 TO: ICI Global Brexit Task Force RE: ICI Global Brexit Task Force Meeting - 2 September Attached is the agenda for the next Brexit Task Force meeting on Wednesday 2 September 2020 at 3-4pm BST/10-11am ET. The meeting will be held via Zoom (connection details...
[32711] August 27, 2020 TO: Global Advocacy Coordination Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee RE: Pan-European Personal Pension Product - EIOPA Publishes Its Proposals for PEPP...
[32712] August 27, 2020 TO: ICI Members ICI Global Members SUBJECTS: International/Global Pension RE: Pan-European Personal Pension Product - EIOPA Publishes Its Proposals for PEPP Level 2 Regulation The PEPP project is moving along the required legislative steps, including the...
[32714] August 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...
[32715] August 27, 2020 TO: Chief Risk Officer Committee RE: Upcoming CRO Events: Committee Call on September 23 and Virtual Meeting on November 19 Please note that we have set the dates for the next quarterly call and virtual meeting of ICI’s Chief Risk Officer Committee: The call...
[32713] August 27, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Registration for September 16 Tax Committee Call The next Tax Committee monthly conference call will be on Wednesday, September 16, 2020 at 11:00 a.m. (Eastern). Please register...
[32709] August 26, 2020 TO: ICI Global Tax Committee Tax Committee RE: Registration for Member Call to Discuss French Article 63 Claims ICI and ICI Global will hold a members-only conference call on Tuesday, September 2nd at 11:00 am (Washington DC time) to discuss the recent...
