[32610] July 17, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...
[32603] July 16, 2020 TO: EU ESG Disclosure Regulation Working Group RE: EU ESG: Call with CSSF and Other NCA Developments We thought it would be helpful to send you a short digest of ESG-related regulatory activity from the various EU national competent authorities (NCAs) and the...
[32606] July 16, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Fund Governance RE: IDC Comments on SEC'S Fair Value Rule Proposal IDC submitted the attached comment letter on the SEC’s Good Faith Determinations of Fair Value proposal. [1] IDC’s comment letter is...
[32602] July 15, 2020 TO: ICI Global Members ESG Task Force EU Sustainable Finance Strategy Working Group ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution ESG International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI Global's Final Response to...
[32601] July 15, 2020 TO: ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee Research Committee RE: Agenda/Materials for the Global Retirement Savings Committee Call on 16 July, Thursday, at 16:00 (BST)/11:00 a.m. (EDT) We look forward to...
[32600] July 14, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: India: Letter to Government on Dividend Surcharge Tax The Indian Government enacted the Finance Act 2020 (Act)...
[32599] July 14, 2020 TO: ICI Members ICI Global Members LIBOR Transition Working Group SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: Updates from the Financial Stability Board, Bank of England, and Federal Reserve Bank of New York We wanted to provide an...
[32598] July 13, 2020 TO: ICI Members Chief Compliance Officer Committee Chief Risk Officer Committee Operations Committee SUBJECTS: Cybersecurity RE: OCIE Publishes Risk Alert on Ransomware Last Friday, July 10th, the SEC’s Office of Compliance Inspections and Examinations (OCIE)...
[32595] July 13, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Financial Stability Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC on Proposed Amendments to Part 190 Bankruptcy Regulations ICI has filed a comment...
[32597] July 13, 2020 TO: Derivatives Markets Advisory Committee Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Consultation on CCP Resolution: Member Input Requested by Tuesday 21 July On 4 May 2020...
[32594] July 10, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...
[32593] July 9, 2020 TO: ICI Members ESG Task Force SUBJECTS: Disclosure ESG RE: ESG-Related Developments in the US Summarized below are (i) SEC Chairman Clayton’s statements on an ESG-related webinar; [1] (ii) SEC Commissioner Roisman’s speech on ESG matters, which also included an...
[32590] July 8, 2020 TO: ESG Task Force EU Sustainable Finance Strategy Working Group ICI Global Regulated Funds Committee RE: FOR REVIEW by 13 July: ICI Global's Draft Response to EU Sustainable Finance Strategy Consultation Attached for your review is ICI Global’s draft response to...
[32591] July 8, 2020 TO: Sales and Marketing Committee RE: Registration Now Open: ICI's September 24, 2020 Sales and Marketing Committee Virtual Meeting ICI’s Sales and Marketing Committee will hold a two-part videoconference meeting via Zoom on Thursday, September 24. The first...
[32588] July 8, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Releases Spring 2020 Regulatory Agenda The Department of Labor (DOL) recently issued its updated Semi-Annual Regulatory Agenda (Agenda) which includes DOL’s projected...
[32592] July 8, 2020 TO: EU ESG Disclosure Regulation Working Group RE: EU ESG Disclosure Regulation WG: Agenda and Materials for 9 July Call Our next call to discuss our response to the European Supervisory Authorities (ESAs) consultation [1] on the Disclosure Regulation regulatory...
[32585] July 7, 2020 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent Advisory...
[32587] July 7, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for Tax Committee Call -- Wednesday, July 15 at 11:00 AM ET Attached is the agenda for the upcoming Tax Committee call, scheduled for July 15, 2020, at 11:00 a.m. ET...
[32584] July 6, 2020 TO: ICI Global Members ESG Task Force EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution ESG International/Global Investment Advisers MiFID...
[32582] July 6, 2020 TO: ICI Global Tax Committee RE: For Your Review: DRAFT Letter to Indian Government on Dividend Surcharge Tax The Indian Government enacted the Finance Act 2020 (Act) effective as of April 1, 2020. The Act abolishes the Dividend Distribution Tax (DDT) paid by...
