[32756] September 14, 2020 TO: Transfer Agent Advisory Committee RE: Registration Now Open for November 11-12, 2020 Transfer Agent Advisory Committee Virtual Meeting ICI’s Transfer Agent Advisory Committee will hold a videoconference meeting via Zoom on Wednesday, November 11, from 2...
[32757] September 14, 2020 TO: Broker/Dealer Advisory Committee RE: Mark Your Calendar - 2021 Broker-Dealer Advisory Committee Meeting Schedule The Broker-Dealer Advisory Committee (BDAC) meeting schedule for 2021 has been finalized. Please mark your calendar for the following meeting...
[32758] September 14, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Registration and Agenda for September 16 Tax Committee Call Attached is the agenda for the upcoming Tax Committee call, scheduled for September 16, 2020, at 11:00 a.m. ET...
[32753] September 11, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...
[32752] September 11, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: Tax RE: Letter to IRS Requesting Meeting on EU Reclaims ICI sent the attached letter to the Internal Revenue Service (IRS) requesting a meeting to discuss issues arising from...
[32754] September 11, 2020 TO: EU ESG Disclosure Regulation Working Group RE: EU ESG: Upcoming Meeting with BaFin on Sustainable Finance Disclosure Regulation RTS A quick note that we will be speaking with BaFin next Wednesday, the 16th, about the Sustainable Finance Disclosure...
[32750] September 10, 2020 TO: Tax Committee RE: Draft Letter to IRS and Treasury on Fund Liquidations -- Comments Requested Attached for your review is a draft letter to the Internal Revenue Service (IRS) and the Treasury Department requesting clarification on certain issues arising...
[32751] September 10, 2020 TO: Bank, Trust and Retirement Advisory Committee RE: Registration Open - Virtual Bank, Trust and Retirement Advisory Committee Meeting October 7 & 8, 2020 The next Bank, Trust and Retirement Advisory Committee (BTRAC) meeting will take place on Wednesday...
[32747] September 9, 2020 TO: Transfer Agent Advisory Committee RE: Mark Your Calendar - 2021 TAAC Meeting Schedule Please mark your calendar with the following Transfer Agent Advisory Committee meetings scheduled in 2021: February 3-4, 2021 Virtual meeting via Zoom May 4-5, 2021*...
[32749] September 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Coalition Letter to the European Commission and OECD on COVID-19-Related Tax Treaty Challenges ICI Global joined twelve other associations...
[32748] September 9, 2020 TO: ICI Members ICI Global Members SUBJECTS: Audit Committees Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight International/Global Investment Advisers Risk Oversight RE: President's Working Group Submits...
[32746] September 8, 2020 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: China Revised Regulations on Fund Marketing and Distribution Activities On 28 August 2020, the China Securities Regulatory...
The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...
[32744] September 8, 2020 TO: ICI Global Members SUBJECTS: MiFID, EMIR, AIFMD, UCITS V RE: Comment Letter on European Banking Authority's Draft Technical Standards on Remuneration Under the Investment Firms Review In early June, the European Banking Authority (EBA) published for...
[32742] September 4, 2020 TO: Tax Committee RE: For Your Review: Draft Comments to French Tax Administration on Proposed Withholding Tax Exemption Guidance Attached for your review is a draft submission to the French Tax Administration (FTA) regarding their draft guidance to provide...
[32740] September 4, 2020 TO: Internal Audit Committee RE: Upcoming ICI Internal Audit Committee Event: Virtual Committee Meeting on Tuesday, November 17 from 9am-Noon Please note that we have set the date for the next virtual meeting of ICI’s Internal Audit Committee. It will be held...
[32741] September 4, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Issues Guidance on Certain SECURE Act Changes and Plan Amendment Deadlines The IRS recently released two guidance items related to retirement plans: Notice...
[32743] September 4, 2020 TO: ICI Members SEC Rules Committee SUBJECTS: Closed-End Funds Compliance Distribution RE: SEC Adopts Expanded Accredited Investor and Qualified Institutional Buyer Definitions The Securities and Exchange Commission recently updated the definitions of...
[32739] September 3, 2020 TO: International Internal Audit Advisory Committee RE: Upcoming ICI/ICI Global International Internal Audit Advisory Committee Event: Virtual Committee Meeting on 3 November from 14:00-17:00 Please note that we have set the date for the next virtual meeting...
[32738] September 3, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: CFA Consultation on ESG Product Disclosure Standard; Member Call on 16...
[32736] September 2, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: ICI Supplemental Comment Letter on SEC's Fund Names Rule As we previously informed you, the SEC published a release (“Release”)...
[32737] September 3, 2020 TO: Diversity and Inclusion Working Group RE: Agenda for ICI's Diversity and Inclusion Working Group Zoom Meeting - September 17, 2020 ICI’s Diversity and Inclusion Working Group will have a videoconference meeting via Zoom on Thursday, September 17, 2020...
[32733] September 2, 2020 TO: SEC Rules Committee RE: Reminder: September 11 SEC Rules Committee Call - Draft Agenda Attached A reminder that ICI will hold a call of the SEC Rules Committee on Friday, September 11th, from 2:00-3:30 pm ET. We have extended the length of the call to 1½...
[32735] September 2, 2020 TO: Chief Information Security Officer Committee Equity Markets Advisory Committee Technology Committee RE: SEC Proposes Amendments to CAT NMS Plan to Enhance Data Security On August 21, the SEC proposed amendments to the existing national market system (NMS)...
