[32860] October 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: ICI Files Comment...
[32864] October 27, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global Regulated Funds Committee International Compliance Advisory Committee RE: European Commission AIFMD Consultation: Member Call 6 November 2020 at 11:00 am ET / 4...
[32866] October 27, 2020 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global Trading and Markets RE: Brexit: ESMA Statement on the EU Share Trading Obligation On 26 October 2020, the European Securities and Markets Authority (ESMA) published...
[32859] October 26, 2020 TO: ICI Members SUBJECTS: Audit and Attest Closed-End Funds Fund Accounting & Financial Reporting RE: SEC Issues Dear CFO Letter for Investment Companies On October 23, 2020 the staff of the Chief Accountant’s Office of the Division of Investment Management...
[32857] October 23, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: ISDA Launches Fallback Protocol and Supplement We wanted to alert you to...
[32858] October 23, 2020 TO: ICI MembersDerivatives Markets Advisory Committee SUBJECTS: DerivativesInvestment AdvisersOperations RE: ICI Files Comment Letter with CFTC on Proposed Amendments to Uncleared Swap Margin Requirements ICI has filed a comment letter with the CFTC on the...
[32856] October 23, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...
[32853] October 22, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee SUBJECTS: Audit and Attest Audit Committees RE: SEC Adopts Amendments to Auditor Independence Rule The Securities and Exchange Commission recently adopted amendments to its auditor...
[32854] October 22, 2020 TO: EU ESG Disclosure Regulation Working Group RE: SFDR Workshop #2 Scheduled for 10 November; SFDR FAQs Suggestion for NCAs SFDR Workshop #2: It will take place 10 November at 16:00 GMT/11:00 am EST (call information was sent by a calendar invite to the group...
[32855] October 22, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: Tough Legacy...
[32852] October 21, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: Central Bank of Ireland Publishes Outcome of Thematic Review of Fund Management Companies (CP86) On October 20, the Central Bank of Ireland (CBI) published the outcome of a thematic review of the...
[32849] October 20, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: CFTC Adopts Changes to Regulation 3.10(c): Exemption from Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools On October 15, the Commodity Futures...
[32848] October 20, 2020 TO: ICI Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting State Issues Tax RE: ICI Submits Testimony Opposing New Jersey FTT Proposal The Investment Company Institute submitted the attached written testimony in opposition to a New Jersey...
[32851] October 20, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Abandoned Property and Escheatment Pension RE: IRS Guidance Clarifies Tax Implications of Payments from Qualified Plans to State Unclaimed Property Funds, Including Extension of...
[32847] October 20, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: ICI Submits Response to CFA ESG Consultation We filed the attached...
[32844] October 20, 2020 TO: ETF (Exchange-Traded Funds) Committee RE: Mark Your Calendar - November 10 ETF Committee Meeting The next meeting of the ETF Committee (which is limited to ETF sponsors) has been scheduled for Tuesday, November 10 and will be held virtually via Zoom. The...
[32850] October 20, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: ESG International/Global RE...
[32845] October 19, 2020 TO: ICI Members Tax Committee SUBJECTS: State Issues Tax RE: ICI Submits Written Testimony Opposing New Jersey FTT The Investment Company Institute submitted the attached written testimony in opposition to a New Jersey proposal to impose a tax of a quarter of...
[32842] October 19, 2020 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Bank Regulation COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Money Market Funds Operations Portfolio Oversight Risk...
[32843] October 19, 2020 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ICI Draft Comment Letter on CFTC Supplemental Proposal on Part 190 Bankruptcy Regulations - Your Comments Requested by Friday, October 23...
[32846] October 19, 2020 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: FASB ASU Addresses Premium Amortization for Callable Debt Securities with Multiple Call Dates The Financial Accounting Standards Board recently released an accounting standards update that...
[32840] October 16, 2020 TO: Security Valuation Operations Committee RE: Registration Now Open - Security Valuation Operations Committee Meeting November 6, 2020 The next meeting of the Security Valuation Operations Committee has been scheduled for Friday, November 6 from 11:00 a.m. –...
[32837] October 16, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Extends Phase...
[32838] October 16, 2020 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Fixed Income Securities RE: LIBOR Update: Financial Stability Board...
[32835] October 15, 2020 TO: Series Trust Advisory Committee RE: ICI Series Trust Advisory Committee, Wednesday, November 11, 2020 1:00 -2:00 p.m. ET The next meeting of the Investment Company Institute’s Series Trust Advisory Committee will be held on Wednesday, November 11, 2020 1...
