[32917] November 17, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Registration for December 1 Virtual Meeting on Legislative and Regulatory Tax Outlook ICI will host a virtual meeting on December 1, 2020, at 11:00 a.m. ET, to discuss the...
[32913] November 16, 2020 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee Operations Committee Public Communications Committee SEC...
[32912] November 13, 2020 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: President Trump Issues Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies Yesterday, November 12, President Trump signed...
[32911] November 12, 2020 TO: ICI Global Members SUBJECTS: International/Global Operations RE: ICI Global's Response to the HKMA Consultation on the Greater Bay Area Wealth Management Connect ICI Global recently submitted the attached response letter to the consultation from the Hong...
[32910] November 12, 2020 TO: ICI MembersEquity Markets Advisory Committee SUBJECTS: Trading and Markets RE: ICI Comment Letter on National Market System Governance The ICI filed a letter today responding to the SEC’s request for comment on the Exchanges’ filing of an National Market...
[32907] November 11, 2020 TO: ICI Members ICI Global Members Global Operations Advisory Committee ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee SUBJECTS: International/Global...
[32908] November 11, 2020 TO: AML Compliance Working Group Transfer Agent Advisory Committee RE: Registration Now Open for ICI's December 14, 2020 AML Compliance Working Group Virtual Meeting ICI’s AML Compliance Working Group will hold a videoconference meeting via Zoom on Monday...
[32909] November 11, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Treasury Finalizes Updated Life Expectancy and Distribution Tables for RMD Calculations The Treasury Department has issued final regulations updating the life...
[32904] November 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Fund Industry Coalition Letter to UK on Tax Simplification and Exempting from Tax Non-Resident Investors in UK REITs A fund industry coalition...
[32902] November 6, 2020 TO: LIBOR Transition Working Group RE: LIBOR Update: Your Feedback Requested on Draft Principles in Response to the UK Financial Services Bill and US Legislative Proposals for Tough Legacy Contracts As you know, the UK Government introduced a bill in...
[32906] November 10, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Closed-End Funds Disclosure Fund Accounting & Financial Reporting Trading and Markets RE: Private Market Update: SEC Adopts Changes to Exempt Offering Framework The Securities and Exchange...
[32903] November 9, 2020 TO: Derivatives Markets Advisory Committee RE: Reminder: Register for November 16th Virtual Meeting of the Derivatives Markets Advisory Committee - Draft Agenda Attached Next Monday, November 16th, from 1:00–3:30 p.m. ET, ICI will hold a virtual members-only...
[32901] November 6, 2020 TO: ICI Members ESG Advisory Group ESG Task Force (Global) SUBJECTS: Disclosure ESG Financial Stability Fund Accounting & Financial Reporting Valuation RE: SEC Commissioner Lee Speaks on the SEC's Regulatory Responsibilities Regarding Climate Change Risks SEC...
[32897] November 5, 2020 TO: Closed-End Investment Company Committee RE: Reminder: Register for the Closed-End Investment Company Committee Meeting (November 12); Special Guests: SEC IM Director Dalia Blass and Skadden As previously noted, the next meeting of the Closed-End Investment...
[32900] November 5, 2020 TO: ICI Members Investment Company Directors Operations Committee SEC Rules Committee Securities Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: COVID-19 Fund Governance Operations Transfer Agency RE: AMAC Recommends that SEC Change...
[32896] November 5, 2020 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - December 3 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for...
[32899] November 5, 2020 TO: Diversity and Inclusion Committee RE: Registration and Agenda for ICI's Diversity and Inclusion Committee Zoom Meeting - December 10, 2020 ICI’s Diversity and Inclusion Committee will have a video conference meeting via Zoom on Thursday, December 10, 2020...
[32898] November 5, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Staff Issues FAQs on Post-Trade Name Give-Up On June 25, 2020, the Commodity Futures Trading Commission (CFTC or “Commission”) adopted a final rule, Regulation 37.9(d), that prohibits post-trade name give-up...
[32893] November 4, 2020 TO: ICI Global Members ESG Task Force (Global) ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: Disclosure ESG International/Global RE: Asia ESG: HK SFC Consultation on Climate Risk Requirements for Asset Managers The...
Due to COVID-19 concerns, our upcoming Accounting Policy Subcommittee meeting originally scheduled for December 2 will take place on Zoom. We have decided to break the meeting up into three sessions on November 30, December 1 and 2 each from 12:00 p.m. – 1:30 p.m. Eastern.
[32894] November 4, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda and Registration for November 12 Tax Committee Call Registration for the November Tax Committee call is now open; please register here . The call is scheduled for...
[32889] November 3, 2020 TO: Research Committee RE: Registration: ICI Research Committee Video Meeting: December 15, 2020, 11:00 AM (ET) to 2:00 PM (ET) The ICI Research Committee will be having a video meeting on December 15, 2020 to update committee members on recent policy...
[32888] November 3, 2020 TO: ICI Members Investment Company Directors ICI Global Members ESG Task Force (Global) ESG Working Group (US) ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee SUBJECTS: ESG Pension RE: DOL Finalizes Rule on...
[32892] November 3, 2020 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Bank-Affiliated Member Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Fund...
