[32891] November 3, 2020 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Closed-End Investment Company Committee Disclosure Working Group ETF (Exchange-Traded Funds) Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent...
[32890] November 3, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Alternative Investments Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Financial Stability Fund Governance Recordkeeping Risk Oversight RE: SEC's New Rule on Funds' Use of Derivatives...
[32886] November 2, 2020 TO: ICI Members Investment Company Directors 1940 Act Derivatives Working Group SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Financial Stability Fund Governance Recordkeeping Risk Oversight...
[32887] November 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group SUBJECTS: ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU AIFMD Consultation: ESG-Related Questions The European Commission’s recent consultation on potential...
[32884] November 2, 2020 TO: SEC Rules Committee RE: Registration Open for December 15th Virtual Meeting of SEC Rules Committee On Tuesday, December 15th, at 1:00 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. The meeting will end by 3:30 or 4:00 pm ET. We are...
[32883] November 2, 2020 TO: Global Advocacy Coordination Advisory Committee RE: Next Global Advocacy Coordination Advisory Committee Meeting - 3 December, 16:00 GMT/11 am EST We will host the next meeting on 3 December, at 16:00 GMT/11:00 a.m. EST, on Zoom . The call details were...
[32885] November 2, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Ways and Means Leadership Introduces "Secure Act 2.0" Legislation The Chairman and Ranking Member of the House Ways and Means Committee (Chairman Richard E. Neal (D...
[32882] October 30, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: European Commission Officially Confirms Delay of SFDR Level 2 Requirements The...
[32879] October 30, 2020 TO: ICI Global Members ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee SUBJECTS: COVID-19 Disclosure Distribution Fees and Expenses Financial Stability International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE...
[32875] October 29, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Registration for November 12 Tax Committee Call Registration for the November Tax Committee call is now open; please register here . The call is scheduled for Tuesday, November...
[32878] October 29, 2020 TO: Derivatives Markets Advisory Committee RE: SEC and CFTC Jointly Request Comment on Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps - ICI Member Call on November 9th On October 22nd, the Securities and Exchange Commission (SEC)...
[32877] October 29, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group ICI Global Regulated Funds Committee SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: UK ESG: Developments Related to EU SFDR and TCFD...
[32876] October 29, 2020 TO: Equity Markets Advisory Committee RE: Your Views Requested by November 9 on Draft Comment Letter on Consolidated Equity Market Data NMS Plan Attached is a draft comment letter responding to the SEC’s request for comment on the Exchanges’ filing of an NMS...
[32874] October 28, 2020 TO: Closed-End Investment Company Committee RE: Draft ICI Comment Letter on the SEC Staff's Statement on Control Share Acquisition Statutes; Comments Requested by Wednesday, November 4 ICI has prepared the attached draft comment letter to the Securities and...
[32872] October 28, 2020 TO: ICI Global Regulated Funds Committee - Asia RE: ICI Global Regulated Funds Committee (Asia-Based Members): Upcoming Meeting on 19 November The next meeting for Asia-based members of the ICI Global Regulated Funds Committee will be held on Thursday, 19...
[32869] October 28, 2020 TO: ICI Global Members ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: Disclosure Distribution International/Global MiFID, EMIR, AIFMD, UCITS V RE: European Commission's...
[32871] October 28, 2020 TO: EU ESG Disclosure Regulation Working Group RE: Call Summary -- With Central Bank of Ireland on the Sustainable Finance Disclosure Regulation We spoke with a team at the Central Bank of Ireland on 21 October to discuss implementation issues under the...
[32870] October 28, 2020 TO: Derivatives Markets Advisory Committee RE: Registration Open for November 16th Virtual Meeting of the Derivatives Markets Advisory Committee On Monday, November 16th, from 1:00-3:30 pm ET, ICI will hold a virtual members-only meeting of the Derivatives...
[32865] October 27, 2020 TO: ICI Members ICI Global Members Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading &...
[32863] October 27, 2020 TO: ICI Members ICI Global Members SUBJECTS: MiFID, EMIR, AIFMD, UCITS V RE: European Commission AIFMD Consultation On 22 October 2020, the European Commission (“the Commission”) published [1] a consultation [2] on changes to the Alternative Investment Fund...
[32867] October 27, 2020 TO: ICI Global Brexit Task Force RE: Brexit Task Force Meeting - 18 November The next virtual meeting of the Brexit Task Force will be held via Zoom on 18 November 2020 between 10:00-11:00am ET / 3:00-4:00 pm GMT. Zoom details for the meeting are below: Link...
[32861] October 26, 2020 TO: Small Funds Sales and Marketing Subcommittee RE: New Date and Time: Roundtable with Neil Bathon, Managing Partner of FUSE Research Network, December 7, 2:00pm - 3:00pm ET The next meeting of the Investment Company Institute’s Small Funds Sales & Marketing...
[32862] October 27, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Announces Retirement Plan Limitations for 2021 The Internal Revenue Service has released annual cost of living and other adjustments applicable to dollar...
