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November 2, 2020 TO: SEC Rules Committee RE: Registration Open for December 15th Virtual Meeting of SEC Rules Committee
On Tuesday, December 15th, at 1:00 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. The meeting will end by 3:30 or 4:00 pm ET. We are pleased to have as our guest speakers senior staff of the SEC’s Division of Investment Management.
If you plan to attend the December meeting, please visit our registration site at https://cvent.me/bV7kOL. Please include on the online registration form any particular topics you would like to discuss with other members at the meeting. Please also include any questions or topics you would like our guest speakers to address at the meeting. Once you register, you will receive a calendar invitation with the Zoom link to participate in the meeting. You may participate by video or by phone. Prior to the meeting, we will circulate an agenda and materials for the meeting.
We request that you do not forward your calendar invitation for the meeting to others. Consistent with our guidelines, this meeting is limited to members of the SEC Rules Committee. If you would like additional colleagues at your firm to participate in the meeting, please contact Monique Curtis at monique.curtis@ici.org and she will assist them in registering directly for the meeting. This will help us maintain the confidentiality of our meeting and allow us to monitor the number of attendees. We appreciate your cooperation.
If you have questions or need assistance registering for the meeting, please contact monique.curtis@ici.org or sarah.bessin@ici.org. We look forward to having you join us for our December meeting!
Sarah A. Bessin
Associate General Counsel
Joshua Ratner
Chairman - SEC Rules Committee